AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
ED

Eliot Daniel Duhan

BREAN CAPITAL
Radnor, PA
·CRD# 4705354·26 years experience

Professional Summary

Eliot Daniel Duhan is a registered financial advisor currently at BREAN CAPITAL, LLC located in Radnor, Pennsylvania. Eliot is registered as a RR (Registered Representative) and started their career in finance in 2003. Eliot has worked at 17 firms and has passed the Series 63, Series 52TO, SIE, Series 87, Series 3, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
View profile
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Years of Experience

26 years in the financial services industry

Current & Past Employments

BREAN CAPITAL, LLC·CRD# 23723
BD
150 N Radnor Chester Road Suite E155, Radnor, PA 19087
May 15, 2026 - Present
PORTSMOUTH FINANCIAL SERVICES·CRD# 13980
BD
San Francisco, CA
August 4, 2023 - December 31, 2024
AUSDAL FINANCIAL PARTNERS, INC.·CRD# 7995
BD
Davenport, IA
July 7, 2023 - November 20, 2024
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
December 1, 2016 - February 20, 2023
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
West Conshohocken, PA
November 20, 2013 - November 30, 2016
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
January 12, 2009 - November 15, 2013
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
January 12, 2009 - November 15, 2013
SIG BROKERAGE, LP·CRD# 100400
BD
New York, NY
January 12, 2009 - November 15, 2013
GLOBAL EXECUTION BROKERS, LP·CRD# 126407
BD
Bala Cynwyd, PA
January 12, 2009 - November 15, 2013
SUSQUEHANNA FIXED INCOME, L.P.·CRD# 103776
BD
Bala Cynywd, PA
January 9, 2009 - December 16, 2009
RIVER CROSS SECURITES, LLLP·CRD# 141919
BD
Bala Cynwyd, PA
January 9, 2009 - January 16, 2013
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
January 9, 2009 - November 15, 2013
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
August 1, 2005 - April 6, 2006
RIVER SECURITIES, LLC·CRD# 134152
BD
New York, NY
April 18, 2005 - March 31, 2006
SIG SPECIALISTS, INC.·CRD# 21831
BD
New York, NY
April 1, 2005 - April 6, 2006
SIG INDEX SPECIALISTS, LLC·CRD# 120014
BD
New York, NY
April 1, 2005 - April 6, 2006
SIG BROKERAGE, LP·CRD# 100400
BD
New York, NY
April 1, 2005 - April 6, 2006
SUSQUEHANNA FIXED INCOME, L.P.·CRD# 103776
BD
Bala Cynwyd, PA
March 24, 2005 - April 6, 2006
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
March 24, 2005 - November 15, 2013
SOVEREIGN SECURITIES CORPORATION, LLC·CRD# 112638
BD
Philadelphia, PA
November 5, 2003 - February 18, 2005

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Current Firm

BC
BREAN CAPITAL, LLC

BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Mailing Address

505 Fifth Avenue 5th Floor, New York, NY 10017

Phone Number

(212) 702-6500

Established

Delaware since 02/03/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BMUR HOLDINGS, LLCHOLDING COMPANY—
HUNT FS HOLDINGS III, LLCHOLDING COMPANY—
ALLURED LLCHOLDING COMPANY—
LIZINATOR LLCHOLDING COMPANY—
BREAN CAPITAL HOLDINGS, LLCHOLDING COMPANY—
CORWEN, STEPHEN MILLERHEAD OF MBS/ABS SALES2943061
FINE, ROBERT MICHAELCHIEF EXECUTIVE OFFICER1450313
GUZMAN, JEFFREY MCHIEF COMPLIANCE OFFICER3095123
LAMARSH, JONATHAN ANDREWPRINCIPAL OPERATIONS OFFICER5436335
MACKLIN, JOHN TIMOTHYPRINCIPAL OPERATIONS OFFICER1446800
SARABELLA, ARNOLDCHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER1717059
TIRSCHWELL, ROBERT MOYSEEXECUTIVE MANAGING DIRECTOR2230453

Disclosures

Regulatory Event

12

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/15/2026)
RR
Pennsylvania
(5/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jan 2014About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2011About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2014About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Eliot Daniel Duhan's CRS (Customer Relationship Summary).

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
ED
Follow Eliot
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required