Steven M. Oblack
Professional summary
Steven Matthew Oblack, who also goes by Steven Matthew Oblack III, Steven Oblack, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Matthew Oblack's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112August 1, 2012 - September 26, 2016
FEG INVESTORS, LLC
July 31, 2012 - September 26, 2016
FEG
July 31, 2012 - September 26, 2016
FEG PRIVATE INVESTORS, LLC
October 19, 2011 - June 22, 2012
MYCIO WEALTH PARTNERS, LLC
May 14, 2007 - August 5, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
July 3, 2006 - October 3, 2011
MORGAN STANLEY DISTRIBUTION, INC.
March 30, 2006 - July 11, 2006
MORGAN STANLEY & CO. LLC
March 27, 2006 - July 11, 2006
MORGAN STANLEY & CO. LLC
October 14, 2003 - March 2, 2006
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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