Joseph R. Tedeschi

TSA MANAGEMENT

Glen Head, NY 11545

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CRD#: 4702330

Professional summary

Joseph R Tedeschi is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Primo Property Development 351 Merrick Road Lynbrook, NY 11563. It is not investment related. Will be compensated by the sale of property from the Purchase of a home to fix it and sell it. I am 50% owner. Approximately 2 hours hours a week will be spent doing this. 384 Locust St, LLC Investment Related, 97 Pennsylvania Ave, Long Beach NY 11561, manager & part owner (35%) of LLC responsible for paying monthly expenses and depositing rental checks into bank account. Began on 3/12/2025 devoting 1-2 hours per month, 0 during trading hours,.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph R Tedeschi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2020 - Present

TSA MANAGEMENT INC

Office #1: 725 Glen Cove Ave, Glen Head, NY 11545

RIA

CRD#: 106440

Glen Head, NY

Current

January 24, 2013 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 725 Glen Cove Avenue, Glen Head, NY 11545

CRD#: 31741

Glen Head, NY

Past

May 11, 2017 - December 31, 2019

TSA MANAGEMENT INC

RIA

CRD#: 106440

GLEN HEAD, NY

Past

April 6, 2010 - October 18, 2012

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

NEW YORK, NY

Past

April 6, 2010 - October 18, 2012

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

February 3, 2010 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

NEW YORK, NY

Past

February 3, 2010 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

Past

November 3, 2008 - January 14, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

November 3, 2008 - January 14, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

June 11, 2007 - September 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MELVILLE, NY

Past

June 11, 2007 - September 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MELVILLE, NY

Past

February 14, 2007 - May 3, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MELVILLE, NY

Past

September 23, 2003 - January 18, 2007

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

WANTAGH, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/24/2014)

California
(3/22/2016)

Colorado
(9/29/2014)

Connecticut
(10/24/2017)

District of Columbia
(7/25/2024)

Florida
(6/12/2014)

Georgia
(2/25/2015)

Louisiana
(6/12/2014)

Maine
(1/6/2016)

Maryland
(6/12/2014)

Massachusetts
(1/22/2015)

Michigan
(11/17/2022)

Nevada
(6/27/2017)

New Hampshire
(7/31/2019)

New Jersey
(1/7/2014)

IAR

New Jersey
(1/17/2020)

New York
(1/24/2013)

IAR

New York
(4/6/2021)

North Carolina
(9/9/2013)

Pennsylvania
(6/24/2014)

South Carolina
(8/14/2017)

Virginia
(1/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

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Contact information

Main Address

725 Glen Cove Ave, Glen Head, NY 11545

Mailing Address

Phone number

(516) 676-3332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANAGEMENT INC -ADV - 3-31-25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,064
AUM (Assets Under Management)	$ 1,284,683,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Tedeschi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph R Tedeschi's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALLIDAY FINANCIAL, LLC

TSA MANAGEMENT INC

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

AMERICAN CAPITAL PARTNERS, LLC

Primary Firm SEC Registration

TSA MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2007

Series 63

Date: 10/6/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2003

FINRA

Current Firm

TSA MANAGEMENT INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSA MANAGEMENT INC

TRUST BUT VERIFY

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