Ian M. Schuler
Professional summary
Ian Mark Schuler is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2003. Ian has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Mark Schuler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2014 - Present
FDX CAPITAL LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY 10022March 5, 2010 - August 8, 2014
DMS CAPITAL SOLUTIONS, INC.
May 13, 2009 - March 9, 2010
INTE SECURITIES LLC
October 21, 2003 - July 24, 2007
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2014)
(8/11/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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