Robert A Lyman
CFP®Professional Summary
Robert A Lyman, CFP® is a registered financial advisor currently at JOHNSON LYMAN WEALTH ADVISORS located in Los Altos, California. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Risk Management & Insurance
- Health Care & Long-Term Care Planning
Specializations
Biography
Rob is President and principal architect of the firm’s highly personalized and comprehensive Wealth Management service. Rob serves as the lead advisor for all the firm’s clients, which include corporate tech executives, business owners, entrepreneurs, successful professionals, and individuals and families (including a specialty in solo agers). Rob delights in making a difference in his clients’ lives. His passion is to partner with clients, empowering them to clarify goals, discern next steps, and get into...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
JOHNSON LYMAN WEALTH ADVISORS | JOHNSON LYMAN, INC.
Contact Information
Main Address
4966 El Camino Real Suite 109, Los Altos, CA 94022Phone Number
(650) 494-2733# of Employees
2SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
57AUM (Assets Under Management)
$202,117,904Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
JOHNSON LYMAN WEALTH ADVISORS | JOHNSON LYMAN, INC.
State Registrations and Notice Filings
(12/17/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Robert A Lyman's CRS (Customer Relationship Summary).
Services Offered by Robert
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Risk Management & Insurance
- Health Care & Long-Term Care Planning
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