Jimmie L. Marberry
Professional summary
Jimmie Layne Marberry, who also goes by Jimmie Marberry, Jim Marberry, is a registered financial professional currently at SAXONY SECURITIES, INC. located in Columbia, Missouri.
Jimmie is registered as a RR (Registered Representative) and started their career in finance in 2003. Jimmie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jimmie Layne Marberry's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
SAXONY SECURITIES, INC.
Office #1: 601 W Nifong Blvd #3b, Columbia, MO 65203August 4, 2009 - December 31, 2023
LABRUNERIE FINANCIAL SERVICES, INC.
November 7, 2005 - August 3, 2009
CETERA INVESTMENT ADVISERS LLC
October 31, 2003 - August 3, 2009
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
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Exams
FINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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