William A. Knowles
Professional summary
William Austin Knowles, who also goes by W Austin Knowles, W. Austin Knowles, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Jacksonville, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 2005. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Austin Knowles's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258September 11, 2014 - August 23, 2016
NEXT FINANCIAL GROUP, INC.
September 10, 2014 - August 23, 2016
NEXT FINANCIAL GROUP, INC.
September 13, 2011 - August 27, 2014
FINANCIAL TELESIS INC
September 9, 2011 - August 27, 2014
FINANCIAL TELESIS INC
May 24, 2005 - September 14, 2011
SIGNATOR INVESTORS, INC.
March 16, 2005 - September 14, 2011
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2016)
(8/19/2016)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Jacksonville, FL 32258TRUST BUT VERIFY
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