Evan M. Schwartzfarb

OLD CITY PARTNERS LLC

Clifton, NJ

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CRD#: 4694144

Professional summary

Evan Mark Schwartzfarb is a registered financial advisor currently at OLD CITY PARTNERS LLC located in Clifton, New Jersey and OLD CITY SECURITIES LLC located in New York, New York.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Evan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME: SEGMENT Advisors INVESTMENT RELATED: YES ADDRESS: 7365 Carmela way, Delray Beach, FL 33446 SEGMENT WILL BE THE DBA THAT MR. SCHWARTZFARB WILL USE IN HIS SECURITIES SOLICITATION BUSINESS. 2. NAME: PALMCAPITAL INVESTORS, INC. INVESTMENT RELATED: YES ADDRESS: 7365 CARMLEA WAY, DELRAY BEACH, FL 33446 NATURE: Consulting / FINANCIAL ADVISORY POSITION: OWNER TITLE: PRESIDENT RELATIONSHIP: OWNER START OF RELATIONSHIP: 04/1998 # OF HOURS DEVOTED / SECURITIES TRADING HOURS: 30 3. NAME: BUILDING INTELLIGENCE INC., DIRECTOR/ PARTNER INVESTMENT RELATED: NO ADDRESS: 50 MAIN STREET, WHITE PLAINS, NY 10606 NATURE: SOFTWARE CONSULTING TO BUILDING OWNERS # OF HOURS DEVOTED / SECURITIES TRADING HOURS: 5 4. RED BI Investments is an LLC set up specifically (and only via its LLC agreement) to invest in Building Intelligence, Inc. (an existing OBA of Evan). RED BI bought debt in Building Intelligence (face value of $2.7+ million value) for a payment of $1.5 million. RED BI bought the debt as RED BI believes that Building Intelligence is a good investment and believes (over time) it will be repaid.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Mark Schwartzfarb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2019 - Present

OLD CITY PARTNERS LLC

RIA

CRD#: 139582

Clifton, NJ

Current

February 28, 2019 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017

CRD#: 171910

New York, NY

Past

March 29, 2018 - February 25, 2019

BRADLEY WOODS & CO. LTD.

CRD#: 13660

NEW YORK, NY

Past

February 9, 2016 - February 21, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NEW YORK, NY

Past

December 4, 2015 - February 21, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

March 24, 2015 - December 4, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 22, 2003 - July 7, 2006

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/28/2019)

IAR

New Jersey
(2/14/2019)

New York
(2/28/2019)

Washington
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OLD CITY PARTNERS LLC

OCM AMERICAN RIVER LLC | OLD CITY PARTNERS LLC | OLD CITY PARTNERS FUND LP

CRD#: 139582 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/25/2006 Approved)

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Contact information

Main Address

Clifton, NJ

Mailing Address

589 Fifth Avenue Ph, New York, NY 10017

Phone number

(212) 671-1926

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 32,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Evan M. Schwartzfarb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Mark Schwartzfarb's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD CITY PARTNERS LLC

OLD CITY SECURITIES LLC

BRADLEY WOODS & CO. LTD.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2015

FINRA

Current Firm

OLD CITY PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLD CITY PARTNERS LLC

TRUST BUT VERIFY

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