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FIRM PROFILE
Overview
OLD CITY SECURITIES LLC is located at 589 Fifth Avenue Ph, New York, NY 10017 and was first established at New York, New York in 04/25/2014. After operating for 11 years, OLD CITY SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OLD CITY SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. OLD CITY SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OLD CITY SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OLD CITY SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OLD CITY SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for OLD CITY SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
589 Fifth Avenue Ph, New York, NY 10017
445 Central Avenue, Suite 328, Cedarhurst, NY 11516
Small
(212) 671-1976
New York since 04/25/2014
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at OLD CITY SECURITIES LLC
James Dwight Besaw
Steven Robert Nelson
John A Bryan
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