Christina A. Flores
Professional summary
Christina Alita Flores, who also goes by Christina Alita Flores, Christina Flores, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Dublin, California and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christina has worked at 11 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christina Alita Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
April 15, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: One State Farm Plaza, Bloomington, IL 61710-0001March 16, 2020 - January 21, 2021
PRINCIPAL SECURITIES, INC.
March 12, 2020 - January 21, 2021
PRINCIPAL SECURITIES, INC.
April 20, 2017 - June 26, 2019
THE LEADERS GROUP, INC.
April 9, 2010 - August 15, 2016
P.J. ROBB VARIABLE, LLC
April 30, 2008 - November 4, 2009
MML INVESTORS SERVICES, LLC
October 12, 2006 - February 21, 2007
ADVANTAGE CAPITAL CORPORATION
September 16, 2005 - September 5, 2006
OSAIC FA, INC.
September 16, 2005 - March 27, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 16, 2005 - September 5, 2006
OSAIC FA, INC.
October 20, 2003 - April 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 30, 2003 - April 16, 2004
IDS LIFE INSURANCE COMPANY
September 30, 2003 - April 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2021)
(5/12/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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