Jamal A. Thompson

KESTRA ADVISORY SERVICES

Burbank, CA 91505

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CRD#: 4690422

Professional summary

Jamal Ali Thompson, who also goes by J Allen Thompson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Burbank, California and KESTRA INVESTMENT SERVICES, LLC located in Burbank, California.

Jamal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jamal has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Allen Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Domari Wealth Management Investment Related: Yes Address: 4450 Lakeside Drive, Suite 350 Burbank CA 91505 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Consultant Start Date: 10/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: To provide invesment advice and services Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2022 ADDRESS: 5707 Southwest Parkway, Building 2, STE 400, Austin TX 78735 DESCRIPTION: Manage Account for Clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamal Ali Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2020 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 4450 Lakeside Drive Ste 350, Burbank, CA 91505

RIA

CRD#: 283330

Burbank, CA

Current

February 28, 2014 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 4450 Lakeside Drive Ste 350, Burbank, CA 91505

CRD#: 42046

Burbank, CA

Past

November 6, 2012 - September 15, 2020

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA

CRD#: 155193

Burbank, CA

Past

September 19, 2012 - March 5, 2014

LPL FINANCIAL LLC

CRD#: 6413

WOODLAND HILLS, CA

Past

August 6, 2007 - September 19, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WOODLAND HILLS, CA

Past

August 6, 2007 - September 19, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WOODLAND HILLS, CA

Past

August 19, 2005 - August 14, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CASTAIC, CA

Past

September 15, 2003 - August 14, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

CASTAIC, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(5/23/2019)

Arizona
(2/28/2014)

California
(2/28/2014)

IAR

California
(9/14/2020)

Colorado
(2/28/2014)

Delaware
(3/17/2025)

Florida
(2/28/2014)

Georgia
(7/12/2024)

Kentucky
(9/20/2016)

Michigan
(1/25/2024)

Minnesota
(8/19/2019)

Nevada
(2/28/2014)

New York
(10/9/2020)

Pennsylvania
(2/28/2014)

South Carolina
(11/26/2019)

Texas
(2/28/2014)

Utah
(6/28/2019)

Washington
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/22/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/28/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jamal A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamal Ali Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA PRIVATE WEALTH SERVICES, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2005

Series 63

Date: 8/6/2003

SIE

Date: 10/1/2018

Series 3

Date: 12/22/2007

Series 7

Date: 6/28/2007

Series 6

Date: 9/13/2003

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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