Nicholas D. Cox
Professional summary
Nicholas Daniel Cox, who also goes by Nicholas D. Cox, Nick Cox, is a registered financial professional currently at GALAXY SECURITIES, LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Daniel Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
GALAXY SECURITIES, LLC
Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282March 12, 2024 - October 14, 2025
MORGAN STANLEY & CO. LLC
June 8, 2022 - October 14, 2025
MORGAN STANLEY
January 2, 2014 - August 7, 2017
BNY MELLON CAPITAL MARKETS, LLC
February 25, 2010 - May 31, 2022
PERSHING LLC
October 27, 2008 - February 9, 2010
DREXEL HAMILTON, LLC
September 12, 2007 - December 31, 2007
1ST BRIDGEHOUSE SECURITIES, LLC
October 17, 2003 - July 13, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/7/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
GALAXY SECURITIES, LLC
CRD#: 330599 / SEC#: , 8-71232
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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