Ira I. Rousso

HENLEY & COMPANY WEALTH MANAGEMENT LLC

NEW YORK CITY, NY

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CRD#: 4685804

Professional summary

Ira Irving Rousso, CFP® is a registered financial advisor currently at HENLEY & COMPANY WEALTH MANAGEMENT LLC located in New York City, New York and HENLEY & COMPANY LLC located in Uniondale, New York.

Ira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ira has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HENLEY WEALTH MGMT LLC, 506 RXR PLAZA, UNIONDALE, NY 11556, INVESTMENT RELATED, NATURE OF THE BUSINESS: INVESTMENT ADVISORY, START DATE: 5/29/2009, TITLE: ADVISOR, HOURS: 30 HOURS PER WEEK, OCCURS DURING BUSINESS HOURS: YES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Irving Rousso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 10, 2021 - Present

HENLEY & COMPANY WEALTH MANAGEMENT LLC

RIA

CRD#: 144884

NEW YORK CITY, NY

Current

May 29, 2009 - Present

HENLEY & COMPANY LLC

Office #1: 506 Rxr Plaza, Uniondale, NY 11556

CRD#: 131453

UNIONDALE, NY

Past

February 20, 2004 - May 27, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

December 2, 2003 - May 27, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 19, 2003 - November 12, 2003

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENLEY & COMPANY WEALTH MANAGEMENT LLC

HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT

CRD#: 144884 / SEC#: 801-77007

RIA

Registered Investment Advisory firm - (8/14/2012 Approved)

New York

Registered Investment Advisory firm - (8/22/2012 Terminated)

Virginia

Registered Investment Advisory firm - (8/22/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/19/2016)

Florida
(5/29/2009)

Illinois
(5/29/2009)

Massachusetts
(4/26/2018)

Missouri
(2/25/2025)

New York
(5/29/2009)

IAR

New York
(3/10/2021)

North Carolina
(9/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HENLEY & COMPANY WEALTH MANAGEMENT LLC

HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT

CRD#: 144884 / SEC#: 801-77007

RIA

Registered Investment Advisory firm - (8/14/2012 Approved)

New York

Registered Investment Advisory firm - (8/22/2012 Terminated)

Virginia

Registered Investment Advisory firm - (8/22/2012 Terminated)

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Contact information

Main Address

506 Rxr Plaza, Uniondale, NY 11556

Mailing Address

Phone number

(516) 794-5520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 96,072,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ira I. Rousso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Irving Rousso's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENLEY & COMPANY LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

HENLEY & COMPANY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2003

Series 63

Date: 10/21/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2003

FINRA

Current Firm

HENLEY & COMPANY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENLEY & COMPANY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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