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AM

Andrea D. Mackey

Some features on this profile are disabled
CRD#: 4684544
AM
Andrea Dawn Mackey

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Dawn Mackey, who also goes by Andrea Dawn Giacalone, Andrea Dawn Mackey Mrs., Andrea Dawn Mackey Ms., was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 2019. Andrea had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 24 exams.

Aliases

Andrea Dawn Giacalone | Andrea Dawn Mackey Mrs. | Andrea Dawn Mackey Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KNIGHTS OF COLUMBUS, MA, INVESTMENT RELATED-INVESTMENT MANAGEMENT, START DATE 8/22/2003, INSTITUTIONAL CLIENT SERVICE MANAGER, PRIMARY LIASION FOR THE FIRM'S INSTITUTIONAL RELATIONSHIPS, INCLUDING INSTITUTIONAL INVESTORS, INVESTMENT CONSULTANTS AND SUB-ADVISORY CLIENTS. WORK CLOSELY WITH THE INSTITUTIONAL TEAM TO ENSURE ALL CLIENT COMMUNICATIONS ARE TIMELY AND ACCURATE AND SERVICE NEEDS ARE MET, AS WELL AS FACILITATING THE ON-BOARDING PROCESS OF LARGE, INSTITUTIONAL INVESTORS. ADDITIONALLY, WORKS WITH SALES, IN GROWING THE FIRM'S PIPELINE. 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 2) READING MIDGET ROCKETS, INC., READING, MA, NON INVESTMENT RELATED-YOUTH SPORTS PROGRAM AND CHEER, START DATE 2/1/2018, PRESIDENT, THE FUNCTION OF THE PRESIDENT IS TO PRESIDE AT ALL MEETINGS OF THE MEMBERSHIP OF THE BOARD, OF WHICH HE/SHE IS THE CHAIRMAN; TO SIGN ALL AGREEMENTS, CONTRACTS, DEEDS AND OTHER DOCUMENTS FOR THE ASSOCIATION PURSUANT TO THE APPROPRIATE RESOLUTIONS BY THE MEMBERSHIP OF THE BOARD; AND TO APPOINT ALL COMMITTEES. THE PRESIDENT SHALL BE A PRIMARY SIGNATORY ON THE CASH ACCOUNTS OF THE ASSOCIATION. THE PRESIDENT SHALL BE THE EX-OFFICIO MEMBER OF ALL COMMITTEES WITHOUT THE RIGHT TO VOTE EXCEPT AS HE/SHE SEES FIT TO MAKE OR BREAK A TIE VOTE. THE PRESIDENT SHALL ASSIGN PRIMARY DUTIES OF THE BOARD OF DIRECTORS. AT THE TIME OF THE VICE PRESIDENTS' ELECTION OF THE PRESIDENT SHALL DESIGNATE WHO WILL BE THE 1ST AND 2ND VICE PRESIDENT. 20 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 3) Andrea Mackey is registered with Knights of Columbus Asset Advisors, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 7, 2021 - August 11, 2026

VIGILANT DISTRIBUTORS, LLC

BD
CRD#: 285573
CHADDS FORD, PA
Past

September 9, 2020 - December 31, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Boston, MA
Past

November 5, 2019 - August 11, 2026

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA
CRD#: 174129
Boston, MA
Past

April 22, 2019 - October 30, 2019

BOSTON ADVISORS, LLC

RIA
CRD#: 140059
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/16/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2024
General Securities Principal Examination

Current Firm

VD
VIGILANT DISTRIBUTORS, LLC
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: , 8-69854

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Phone number
(484) 840-3701
Established
Pennsylvania since 06/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLCOWNER
CHISM, PATRICK ANDREWCEO AND CCO2875421
FAIA, SALVATORE ROCCO IIPRINCIPAL OPERATIONS OFFICER6813402
SCARPATI, GERARDCFO AND PRINCIPAL FINANCIAL OFFICER2313132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573

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