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Andrea Dawn Mackey

CRD# 4684544·Registered 2019 - 2026
Previously Registered: Being a previously registered professional could mean that Andrea is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrea Dawn Mackey, who also goes by Andrea Dawn Giacalone, Andrea Dawn Mackey Mrs., Andrea Dawn Mackey Ms., was a registered financial advisor. Andrea was a previously registered financial professional and started their career in finance 2019 - 2026. Andrea had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrea Dawn Giacalone, Andrea Dawn Mackey Mrs., Andrea Dawn Mackey Ms.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

VIGILANT DISTRIBUTORS, LLC·CRD# 285573
BD
Chadds Ford, PA
January 7, 2021 - August 11, 2026
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Boston, MA
September 9, 2020 - December 31, 2020
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC·CRD# 174129
RIA
Boston, MA
November 5, 2019 - August 11, 2026
BOSTON ADVISORS, LLC·CRD# 140059
RIA
Boston, MA
April 22, 2019 - October 30, 2019

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Current Firm

VD
VIGILANT DISTRIBUTORS, LLC

HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: 8-69854
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Mailing Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Phone Number

(484) 840-3701

Established

Pennsylvania since 06/13/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLCOWNER—
CHISM, PATRICK ANDREWCEO AND CCO2875421
FAIA, SALVATORE ROCCO IIPRINCIPAL OPERATIONS OFFICER6813402
SCARPATI, GERARDCFO AND PRINCIPAL FINANCIAL OFFICER2313132

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KNIGHTS OF COLUMBUS, MA, INVESTMENT RELATED-INVESTMENT MANAGEMENT, START DATE 8/22/2003, INSTITUTIONAL CLIENT SERVICE MANAGER, PRIMARY LIASION FOR THE FIRM'S INSTITUTIONAL RELATIONSHIPS, INCLUDING INSTITUTIONAL INVESTORS, INVESTMENT CONSULTANTS AND SUB-ADVISORY CLIENTS. WORK CLOSELY WITH THE INSTITUTIONAL TEAM TO ENSURE ALL CLIENT COMMUNICATIONS ARE TIMELY AND ACCURATE AND SERVICE NEEDS ARE MET, AS WELL AS FACILITATING THE ON-BOARDING PROCESS OF LARGE, INSTITUTIONAL INVESTORS. ADDITIONALLY, WORKS WITH SALES, IN GROWING THE FIRM'S PIPELINE. 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 2) READING MIDGET ROCKETS, INC., READING, MA, NON INVESTMENT RELATED-YOUTH SPORTS PROGRAM AND CHEER, START DATE 2/1/2018, PRESIDENT, THE FUNCTION OF THE PRESIDENT IS TO PRESIDE AT ALL MEETINGS OF THE MEMBERSHIP OF THE BOARD, OF WHICH HE/SHE IS THE CHAIRMAN; TO SIGN ALL AGREEMENTS, CONTRACTS, DEEDS AND OTHER DOCUMENTS FOR THE ASSOCIATION PURSUANT TO THE APPROPRIATE RESOLUTIONS BY THE MEMBERSHIP OF THE BOARD; AND TO APPOINT ALL COMMITTEES. THE PRESIDENT SHALL BE A PRIMARY SIGNATORY ON THE CASH ACCOUNTS OF THE ASSOCIATION. THE PRESIDENT SHALL BE THE EX-OFFICIO MEMBER OF ALL COMMITTEES WITHOUT THE RIGHT TO VOTE EXCEPT AS HE/SHE SEES FIT TO MAKE OR BREAK A TIE VOTE. THE PRESIDENT SHALL ASSIGN PRIMARY DUTIES OF THE BOARD OF DIRECTORS. AT THE TIME OF THE VICE PRESIDENTS' ELECTION OF THE PRESIDENT SHALL DESIGNATE WHO WILL BE THE 1ST AND 2ND VICE PRESIDENT. 20 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 3) Andrea Mackey is registered with Knights of Columbus Asset Advisors, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2019About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

Series 24 — General Securities Principal Examination

Passed Jun 2024About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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