John Harrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harrigan, who also goes by John B Harrigan, John Bartholomew Harrigan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2025 - June 30, 2026
IP FINANCIAL ADVISORY SERVICES LLC
September 9, 2025 - June 30, 2026
INNOVATION PARTNERS LLC
September 23, 2024 - September 9, 2025
LPL ENTERPRISE, LLC
September 23, 2024 - September 9, 2025
LPL ENTERPRISE, LLC
January 19, 2024 - February 4, 2024
OSAIC WEALTH, INC.
January 19, 2024 - February 4, 2024
OSAIC WEALTH, INC.
February 27, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
February 27, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
December 9, 2021 - February 22, 2023
LINDEN THOMAS ADVISORY SERVICES, LLC
December 9, 2021 - February 22, 2023
LINDEN THOMAS AND COMPANY SECURITIES, LLC
March 19, 2021 - November 11, 2021
MORGAN STANLEY
March 19, 2021 - November 11, 2021
MORGAN STANLEY
May 1, 2015 - July 22, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 30, 2015 - July 22, 2019
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2007 - May 15, 2015
UBS FINANCIAL SERVICES INC.
April 2, 2007 - April 26, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 26, 2007
MORGAN STANLEY & CO. LLC
January 3, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 25, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
February 13, 2004 - June 25, 2004
WOODSTOCK FINANCIAL GROUP, INC.
September 11, 2003 - January 6, 2004
METROPOLITAN LIFE INSURANCE COMPANY
September 11, 2003 - January 6, 2004
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 2/13/2025
Municipal Securities Representative ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
