SF
Sara C. Fordyce
PARK AVENUE SECURITIES LLC
Crestview, FL 32536
Some features on this profile are disabled
CRD#: 4680637
SF
Professional summary
Sara C Fordyce, who also goes by Sara Catherine Bell, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Crestview, Florida.
Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sara has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sara Catherine Bell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Residential Rental Property-a residential rental property that is adjacent to our current primary residence,. Start: 11/01/2015, Address: 3239 Auburn Road Crestview, FL 32539, 1 bus hr per month, Investment related, 2. JR4DYCE,LLC-Single member LLC that owns my office building, Start: 11/13/2013, Address: 898 N Ferdon Blvd Crestview, FL 32536, 1 bus hr per month, Investment related, 3. Land lease with Bill Salter advertising for billboard-Billboard land lease on my property., Start: 09/10/2017, Address: 898 N Ferdon Blvd, Crestview, FL 32536, 0 hrs per month, Not investment related, 4. Jackson National - Fixed Annuities, Start: 10/01/2019, Address: 898 N Ferdon Blvd, Crestview, FL 32536, 1 bus hr per month, Investment related, 5. Notary Public-State of Florida Notary Public, Start: 07/21/2017, Address: 898 N Ferdon Blvd Crestview, FL, 1 bus hr per month, Not investment related, 6) Power of Attorney for my spouse, Erik Fordyce, Start: 10/13/2011, Address: 3253 Auburn Rd Crestview, FL 32539, 0 total hours per month, Not investment related, No annual compensation, 7) JR4DYCE II, LLC-real estate LLC to segregate properties, Start: 08/16/2022, Address: 3253 Auburn Rd Crestview, FL 32539, 0 total hours per month, Investment related, No annual compensation, 8) First Methodist Church Crestview - Church Council Member, Start Date: 06/01/2020, Address: 599 Eight Ave. Crestview, FL 32536, 4 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 9) First Methodist Church Crestview - Finance Committee Chairperson, Start Date: 01/14/2024, Address: 599 8th Avenue Crestview, FL 32536, 1 total hour per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Sara C Fordyce's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sara C Fordyce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2010 - Present
PARK AVENUE SECURITIES LLC
Office #1: 898 North Ferdon Blvd, Crestview, FL 32536Office #2: 102 Beal Parkway Sw, Ft. Walton Beach, FL 32548RIA
BD
CRD#: 46173
Crestview, FL
Current
July 18, 2003 - Present
PARK AVENUE SECURITIES LLC
Office #1: 898 North Ferdon Blvd, Crestview, FL 32536RIA
BD
CRD#: 46173
Crestview, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2012)
IAR
Alabama(1/22/2016)
RR
Arizona(6/6/2022)
IAR
Arizona(1/20/2023)
RR
Arkansas(10/29/2020)
RR
Colorado(6/20/2023)
RR
Florida(7/18/2003)
IAR
Florida(10/19/2010)
RR
Georgia(5/31/2017)
IAR
Georgia(11/15/2021)
RR
Hawaii(2/9/2025)
RR
Indiana(1/12/2011)
IAR
Indiana(4/25/2013)
RR
Kentucky(7/12/2017)
RR
Maryland(8/4/2021)
IAR
Maryland(8/4/2021)
RR
Mississippi(1/7/2016)
IAR
Mississippi(5/24/2018)
RR
Nebraska(8/24/2018)
IAR
Nebraska(10/24/2019)
RR
North Carolina(8/19/2020)
IAR
North Carolina(4/30/2025)
RR
Ohio(10/30/2025)
IAR
Ohio(10/30/2025)
RR
Pennsylvania(1/8/2025)
IAR
Pennsylvania(1/8/2025)
RR
South Carolina(3/25/2019)
IAR
South Carolina(7/12/2023)
RR
Tennessee(7/1/2020)
RR
Texas(7/27/2012)
IAR
Texas(4/3/2013)
RR
Utah(2/18/2020)
RR
Virginia(6/20/2011)
IAR
Virginia(6/21/2011)
RR
West Virginia(10/11/2024)
IAR
West Virginia(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
