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MC

Michael J. Connor

BANKERS LIFE ADVISORY SERVICES
Newark, DE 19702
Some features on this profile are disabled
CRD#: 4677683
MC

Professional summary

Michael Jeffrey Connor, who also goes by Mike Connor, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Newark, Delaware and BANKERS LIFE SECURITIES, INC. located in Newark, Delaware.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Connor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE POSITION: Agent/USM NATURE: Insurance Sales agent Insurance Unit Sale Manager Health clients and agents with insurance related needs including life, health, long term care insurance as well as fixed & fixed index annuities INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2015 ADDRESS: Michael Connor, 56 W Main St. Ste 206, Newark DE 19702, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jeffrey Connor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 5, 2016 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 56 West Main Street Suite 206, Newark, DE 19702
RIA
CRD#: 281285
Newark, DE
Current

May 26, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 56 West Main Street Suite 206, Newark, DE 19702
BD
CRD#: 173962
Newark, DE
Past

August 3, 2015 - May 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
NEWARK, DE
Past

August 3, 2015 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
NEWARK, DE
Past

January 5, 2015 - August 3, 2015

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Greenville, DE
Past

January 5, 2015 - August 3, 2015

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Greenville, DE
Past

October 29, 2012 - January 6, 2015

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
NEWARK, DE
Past

October 29, 2012 - January 6, 2015

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
NEWARK, DE
Past

February 16, 2011 - November 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
NEW CASTLE, DE
Past

February 16, 2011 - November 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
NEW CASTLE, DE
Past

September 22, 2009 - November 30, 2010

DIRECTED SERVICES LLC

RIA
CRD#: 21675
WEST CHESTER, PA
Past

December 2, 2004 - November 30, 2010

DIRECTED SERVICES LLC

BD
CRD#: 21675
WEST CHESTER, PA
Past

September 4, 2003 - March 8, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 4, 2003 - March 8, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(5/26/2016)
IAR
Delaware
(7/5/2016)
RR
Florida
(5/27/2016)
RR
Maryland
(5/26/2016)
RR
New Jersey
(5/26/2016)
IAR
North Carolina
(9/30/2025)
RR
Pennsylvania
(5/26/2016)
RR
South Carolina
(2/27/2025)
RR
Texas
(5/26/2016)
RR
Virginia
(5/26/2016)
RR
West Virginia
(3/31/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/21/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/5/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)
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Contact information

Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)
BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts14,938
AUM (Assets Under Management)$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285Newark, DE 19702

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