Jordan M. Konicek
Professional summary
Jordan Michael Konicek, who also goes by Jordan Michael Konicek, Jordan Konicek, is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Jordan is registered as a RR (Registered Representative) and started their career in finance in 2004. Jordan has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jordan Michael Konicek's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017February 1, 2022 - January 3, 2023
B. RILEY SECURITIES, INC.
July 21, 2020 - January 28, 2022
OPPENHEIMER & CO. INC.
January 19, 2016 - June 11, 2020
IMPERIAL CAPITAL, LLC
June 5, 2015 - January 19, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 11, 2014 - June 5, 2015
STERNE, AGEE & LEACH, INC.
March 15, 2012 - April 22, 2014
XTELLUS CAPITAL PARTNERS, INC.
July 26, 2010 - February 10, 2012
CREDIT SUISSE SECURITIES (USA) LLC
June 9, 2010 - July 29, 2010
DEUTSCHE BANK SECURITIES INC.
September 24, 2004 - June 28, 2010
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
(1/21/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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