Joseph A. Gallagher

AXIENT INVESTMENT ADVISORS LLC

Florence, AL 35630

Some features on this profile are disabled

CRD#: 4676228

Professional summary

Joseph A. Gallagher JR., who also goes by Joseph A. Gallagher, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph A. Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A. Gallagher JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2026 - Present

AXIENT INVESTMENT ADVISORS LLC

Office #1: 151 N Poplar St, Florence, AL 35630

RIA

CRD#: 336722

Florence, AL

Current

May 21, 2014 - Present

STONEX SECURITIES INC.

Office #1: 151 N Poplar St., Florence, AL 35630

CRD#: 18456

Florence, AL

Past

June 30, 2016 - February 13, 2026

STONEX ADVISORS INC.

RIA

CRD#: 174182

FLORENCE, AL

Past

May 21, 2014 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

FLORENCE, AL

Past

January 1, 2008 - May 22, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FLORENCE, AL

Past

January 1, 2008 - May 22, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FLORENCE, AL

Past

August 25, 2003 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

FLORENCE, AL

Past

August 18, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

FLORENCE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/21/2014)

IAR

Alabama
(2/12/2026)

Arkansas
(5/21/2014)

Florida
(5/21/2014)

Georgia
(5/21/2014)

Illinois
(4/18/2024)

Louisiana
(9/23/2016)

Michigan
(7/6/2022)

Minnesota
(6/10/2016)

Mississippi
(5/21/2014)

Missouri
(9/24/2015)

North Carolina
(9/13/2021)

Ohio
(7/17/2015)

Tennessee
(5/21/2014)

Texas
(5/21/2014)

Utah
(5/21/2014)

Virginia
(5/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

AXIENT INVESTMENT ADVISORS LLC | EAGLE CREEK WEALTH MANAGEMENT

CRD#: 336722 / SEC#: 801-134453

RIA

Registered Investment Advisory firm - (11/14/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

403 Madison St Se, Huntsville, AL 35801

Mailing Address

Phone number

(256) 980-1723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025 (8/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Azam Qayum

CETERA ADVISORS LLC

GREENWOOD VILLAGE, IL

Kevin Mayo

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Jerome Bosch

RBC CAPITAL MARKETS, LLC

IAR

Seattle, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph A. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A. Gallagher JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

STONEX ADVISORS INC.

INTL ADVISORY CONSULTANTS INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2003

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AXIENT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors