Elizabeth A. Vinson
Professional summary
Elizabeth A. Vinson, who also goes by Elizabeth Ann Huff, Elizabeth Ann VInson, Elizabeth Ann Whitaker, Elizabeth Whitaker, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2003. Elizabeth has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth A. Vinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015January 29, 2016 - April 11, 2022
U.S. BANCORP INVESTMENTS, INC.
January 29, 2016 - April 11, 2022
U.S. BANCORP INVESTMENTS, INC.
October 8, 2015 - February 3, 2016
LPL FINANCIAL LLC
October 8, 2015 - February 3, 2016
LPL FINANCIAL LLC
July 24, 2013 - September 30, 2015
U.S. BANCORP INVESTMENTS, INC.
June 1, 2012 - September 30, 2015
U.S. BANCORP INVESTMENTS, INC.
August 3, 2011 - June 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2011 - June 6, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 3, 2011 - June 6, 2012
FIRST CLEARING, LLC
August 18, 2006 - July 18, 2011
EDWARD JONES
September 21, 2005 - August 8, 2006
PFIC SECURITIES CORPORATION
December 13, 2004 - September 21, 2005
FISERV INVESTOR SERVICES, INC.
August 11, 2003 - December 10, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2022)
(4/26/2022)
(9/12/2022)
(9/12/2022)
Exams
Series 79TO
Date: 6/14/2021
Investment Banking Registered Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Covington, KY 41015TRUST BUT VERIFY
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