Diane M. Staples

NAVY FEDERAL INVESTMENT SERVICES

Garner, NC 27529

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CRD#: 4674368

Professional summary

Diane Mcdonald Staples, who also goes by Diane Koralle Mcdonald, Diane M. Staples, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Garner, North Carolina.

Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Diane has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Koralle Mcdonald | Diane M. Staples

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Mcdonald Staples's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Diane Mcdonald Staples's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2020 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #1: 21 Eagle Wing Way, Garner, NC 27529

RIA

CRD#: 138459

Garner, NC

Current

January 30, 2020 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #1: 21 Eagle Wing Way, Garner, NC 27529

RIA

CRD#: 138459

Garner, NC

Past

March 5, 2019 - January 30, 2020

ARKADIOS CAPITAL

CRD#: 282710

Raleigh, NC

Past

March 4, 2019 - January 30, 2020

ARKADIOS WEALTH ADVISORS

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/8/2025)

IAR

Colorado
(4/9/2025)

Florida
(2/8/2022)

IAR

Florida
(6/21/2024)

Georgia
(12/4/2024)

IAR

Georgia
(12/5/2024)

Hawaii
(6/20/2024)

IAR

Hawaii
(6/21/2024)

Kansas
(9/3/2021)

Maryland
(4/15/2020)

North Carolina
(1/30/2020)

IAR

North Carolina
(1/30/2020)

South Carolina
(7/8/2024)

IAR

South Carolina
(7/10/2024)

Texas
(6/20/2024)

IAR

Texas
(6/20/2024)

Vermont
(11/18/2024)

IAR

Vermont
(11/18/2024)

Virginia
(6/20/2024)

IAR

Virginia
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA

Registered Investment Advisory firm - SEC (6/21/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1007 Electric Ave, Vienna, VA 22180

Mailing Address

1007 Electric Ave, Vienna, VA 22180

Phone number

(877) 221-8108

Established

Virginia since 09/06/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

176

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NFIS 2A DISCLOSURE BROCHURE (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
NAVY FEDERAL FINANCIAL GROUP	OWNER
ROSSON, TIMOTHY DAVID	FINOP / PRINCIPAL FINANACIAL OFFICER	7152744
WEISBERG, STEVEN LESLIE	CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS	6268061
YOUNG, DIANE	CHIEF OPERATING OFFICER	3098010

Regulatory assets under management

Total Number of Accounts	7,472
AUM (Assets Under Management)	$ 1,713,608,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diane M. Staples

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Mcdonald Staples's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Diane Mcdonald Staples's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVY FEDERAL INVESTMENT SERVICES, LLC

ARKADIOS CAPITAL

ARKADIOS WEALTH ADVISORS

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NAVY FEDERAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/14/2003

Series 24

Date: 7/17/2006

FINRA

Current Firm

NAVY FEDERAL INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

NAVY FEDERAL INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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