Jonathan Kisch

ALLY INVEST ADVISORS

CHARLOTTE, NC 28202

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CRD#: 4674126

Professional summary

Jonathan Kisch, who also goes by Jon Kisch, John Kisch, Jonathan William Kisch, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jonathan has worked at 8 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Kisch | John Kisch | Jonathan William Kisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Business Line Regulatory Controls. Dually licensed. 02/22/2022. 0-20hrs/month. Assist with compliance oversight of some Ally Invest Advisors processes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Kisch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2022 - Present

ALLY INVEST ADVISORS

Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202

RIA

CRD#: 170301

CHARLOTTE, NC

Current

March 3, 2022 - Present

ALLY INVEST SECURITIES LLC

Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202

CRD#: 136131

Charlotte, NC

Past

April 20, 2018 - February 22, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

April 19, 2018 - February 22, 2022

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 25, 2017 - April 16, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CHARLOTTE, NC

Past

March 25, 2017 - April 16, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHARLOTTE, NC

Past

February 5, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHARLOTTE, NC

Past

January 6, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLOTTE, NC

Past

January 30, 2008 - November 20, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

January 30, 2008 - November 20, 2015

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

April 13, 2004 - January 9, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CHARLOTTE, NC

Past

January 6, 2004 - January 9, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

CHARLOTTE, NC

Past

July 30, 2003 - January 2, 2004

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(3/7/2022)

IAR

North Carolina
(3/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/27/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/3/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan Kisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Kisch's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

STERLING FINANCIAL INVESTMENT GROUP, INC.

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2004

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2003

Series 4

Date: 10/27/2003

Series 53

Date: 10/3/2003

Series 24

Date: 9/2/2003

FINRA

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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