Lawrence W. Schierl
Professional summary
Lawrence William Schierl, who also goes by Larry Schierl, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lawrence has worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence William Schierl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence William Schierl's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428September 13, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428November 27, 2017 - September 8, 2022
LPL FINANCIAL LLC
November 22, 2017 - September 8, 2022
LPL FINANCIAL LLC
June 22, 2015 - November 9, 2017
SII INVESTMENTS, INC.
June 22, 2015 - November 9, 2017
INVESTMENT CENTERS OF AMERICA, INC.
May 6, 2015 - November 9, 2017
SII INVESTMENTS, INC.
May 6, 2015 - November 9, 2017
INVESTMENT CENTERS OF AMERICA, INC.
January 7, 2011 - September 19, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
January 7, 2011 - September 19, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
April 28, 2007 - September 25, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
April 28, 2007 - September 25, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
July 7, 2005 - December 4, 2006
ALLSTATE FINANCIAL SERVICES, LLC
July 15, 2003 - March 24, 2005
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2022)
(9/14/2022)
(9/13/2022)
(3/4/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.