AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JT

Jerry D. Thurman

VISTA INVESTMENT PARTNERS LLC
Oklahoma City, OK 73118
Some features on this profile are disabled
CRD#: 4671474
JT

Professional summary

Jerry Dale Thurman, who also goes by Dale Thurman, Jerry Dale Thurman Jr., is a registered financial advisor currently at VISTA INVESTMENT PARTNERS LLC located in Oklahoma City, Oklahoma.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jerry has worked at 5 firms and has passed the Series 65, Series 66, Series 7 and Series 31 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dale Thurman | Jerry Dale Thurman Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Dale Thurman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2024 - Present

VISTA INVESTMENT PARTNERS LLC

Office #1: 5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118
RIA
CRD#: 286014
Oklahoma City, OK
Past

October 23, 2009 - May 9, 2011

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
OKLAHOMA CITY, OK
Past

October 23, 2009 - May 9, 2011

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
OKLAHOMA CITY, OK
Past

June 1, 2009 - October 29, 2009

MORGAN STANLEY

RIA
CRD#: 149777
OKLAHOMA CITY, OK
Past

June 1, 2009 - October 29, 2009

MORGAN STANLEY

BD
CRD#: 149777
OKLAHOMA CITY, OK
Past

November 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
OKLAHOMA CITY, OK
Past

October 20, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
OKLAHOMA CITY, OK
Past

October 3, 2003 - July 6, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
OKLAHOMA CTY, OK
Past

July 30, 2003 - July 6, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISTA INVESTMENT PARTNERS LLC
VISTA INVESTMENT PARTNERS LLC

CRD#: 286014 / SEC#: 801-108779

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(1/31/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/31/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/23/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/28/2008
Futures Managed Funds Examination

Current Firm

VI
VISTA INVESTMENT PARTNERS LLC
VISTA INVESTMENT PARTNERS LLC

CRD#: 286014 / SEC#: 801-108779

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118
Mailing Address
Phone number
(405) 608-5390
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VISTA INVESTMENT PARTNERS - PART 2A BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts1,601
AUM (Assets Under Management)$ 541,021,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTA INVESTMENT PARTNERS LLC

CRD#: 286014Oklahoma City, OK 73118

TRUST BUT VERIFY

Monitor Jerry Thurman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DF
Donald FrostAdvisorCheck Check Mark
ALLSTATE FINANCIAL SERVICES, LLC
RR
Placentia, CA
GM
George McfaddenAdvisorCheck Check Mark
INDEPENDENCE CAPITAL CO., INC.
PR
PARMA, OH
AC
Angela ChinnAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Los Angeles, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics