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Nicole Marie Andre

Nicole M. Andre

STRATEGIC ADVISERS LLC | Financial Consultant
KUTZTOWN, PA
Some features on this profile are disabled
CRD#: 4670873
Nicole Marie Andre

Professional summary

Nicole Marie Andre, AIF®, who also goes by Nicole Marie Andre, Nicole Andre, Nicole Marie Edwards, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Kutztown, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Center Valley, Pennsylvania.

Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nicole has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Biography

With 19 years of experience working in the financial services industry and the broad range of tools and resources that Fidelity offers, I am able to assist clients in planning for their future. Through a collaborative process we will work to define your personal, professional, and financial goals. Developing a strategy that is goal focused, understandable, and easy to implement, always looking to put the clients needs first.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicole Marie Andre | Nicole Andre | Nicole Marie Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Marie Andre's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Education

Kutztown University of Pennsylvania

Bachelor of Business Administration - Management and Marketing

2004

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2945 Center Valley Pkwy Suite 311, Center Valley, PA 18034-9033
RIA
CRD#: 104555
KUTZTOWN, PA
Current

August 18, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2945 Center Valley Parkway Suite 311, Center Valley, PA 18034
BD
CRD#: 7784
Center Valley, PA
Past

August 26, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CENTER VALLEY, PA
Past

September 10, 2019 - July 28, 2020

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
Fort Washington, PA
Past

September 10, 2019 - July 28, 2020

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
Fort Washington, PA
Past

July 20, 2017 - September 12, 2019

LINCOLN INVESTMENT

RIA
CRD#: 519
BETHLEHEM, PA
Past

July 20, 2017 - September 12, 2019

CAPITAL ANALYSTS

RIA
CRD#: 162200
Bethlehem, PA
Past

July 20, 2017 - September 12, 2019

LINCOLN INVESTMENT

BD
CRD#: 519
BETHLEHEM, PA
Past

January 31, 2017 - July 11, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

January 1, 2005 - July 11, 2017

SCOTTRADE, INC.

BD
CRD#: 8206
PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/2/2024)
RR
California
(6/13/2024)
RR
Connecticut
(9/9/2024)
RR
Delaware
(8/18/2020)
RR
District of Columbia
(3/4/2022)
RR
Florida
(8/18/2020)
RR
Georgia
(10/8/2021)
RR
Hawaii
(5/22/2024)
RR
Maryland
(4/9/2021)
RR
Massachusetts
(10/21/2022)
RR
New Jersey
(8/18/2020)
RR
New York
(8/18/2020)
RR
North Carolina
(8/18/2020)
RR
Ohio
(3/8/2022)
RR
Pennsylvania
(8/18/2020)
IAR
Pennsylvania
(3/31/2025)
RR
South Carolina
(9/23/2022)
RR
Tennessee
(3/4/2022)
RR
Texas
(6/4/2021)
IAR
Texas
(3/31/2025)
RR
Virginia
(3/2/2024)
RR
Washington
(3/4/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/18/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/22/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/31/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Kutztown, PA

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Contact information

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