Maria Emilita P. Valeda
Professional summary
Maria Emilita Parilla Valeda, who also goes by Maria Emelita Parilla Valeda, Maria Emilita Parilla Valeda, Emil Parilla Valeda, Emil Valeda, Ma. Emelita Parilla Valeda, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Westerville, Ohio.
Maria Emilita is registered as a RR (Registered Representative) and started their career in finance in 2007. Maria Emilita has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Emilita Parilla Valeda's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2024 - Present
SIGMA FINANCIAL CORPORATION
May 18, 2022 - September 9, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 5, 2016 - April 5, 2022
OSAIC FA, INC.
December 11, 2015 - April 5, 2022
OSAIC FA, INC.
October 31, 2007 - November 2, 2015
VOYA FINANCIAL ADVISORS, INC.
May 9, 2007 - October 26, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2024)
(9/4/2024)
(9/4/2024)
(9/5/2024)
(9/4/2024)
Exams
FINRA
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
