Philip R. Lauro
Professional summary
Philip R. Lauro is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2003. Philip has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip R. Lauro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2015 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017November 4, 2013 - November 25, 2015
IMPERIAL CAPITAL, LLC
April 16, 2013 - November 8, 2013
JANNEY MONTGOMERY SCOTT LLC
July 2, 2012 - April 8, 2013
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 16, 2008 - January 3, 2011
KNIGHT LIBERTAS LLC
March 9, 2006 - October 31, 2006
STERNE, AGEE & LEACH, INC.
May 24, 2005 - March 3, 2006
INTERCAPITAL SECURITIES LLC
May 30, 2003 - June 14, 2005
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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