Keng K. Taing
Professional summary
Keng Kok Taing, who also goes by Keng Kok Taing, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Las Vegas, Nevada and EMPOWER FINANCIAL SERVICES, INC. located in Las Vegas, Nevada.
Keng is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Keng has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keng Kok Taing's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
November 14, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
December 13, 2019 - November 13, 2023
LPL FINANCIAL LLC
December 10, 2019 - November 13, 2023
LPL FINANCIAL LLC
October 31, 2018 - December 11, 2019
MOMENTUM INDEPENDENT NETWORK INC.
November 30, 2012 - December 11, 2019
MOMENTUM INDEPENDENT NETWORK INC.
December 9, 2008 - December 3, 2012
HILLTOP SECURITIES INC.
September 15, 2005 - December 9, 2008
M.L. STERN & CO., LLC.
February 3, 2004 - March 2, 2005
PFS INVESTMENTS INC.
June 26, 2003 - August 19, 2003
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
