Paul Courtney Carroll
Professional Summary
Paul Courtney Carroll is a registered financial advisor currently at AMERICAN VETERANS GROUP, PBC located in Melville, New York. Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 2 firms and has passed the Series 99TO, Series 87, Series 7, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Years of Experience
23 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Current Firm
AMERICAN VETERANS GROUP, PBC
Contact Information
Main Address
324 S. Service Road Suite 107, Melville, NY 11747Mailing Address
324 S. Service Road Suite 107, Melville, NY 11747Phone Number
(646) 933-8387Established
Delaware since 10/20/2017Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Aug 2005About the Series 87 examSRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul Courtney Carroll's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
