IO
Irl A. Oaks
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lenexa, KS 66215
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CRD#: 4655124
IO
Professional summary
Irl A Oaks, CFP®, who also goes by Andy Oaks, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lenexa, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lenexa, Kansas.
Irl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Irl has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Oaks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADIDAS TEAM DYNASTY VOLLEYBALL, 11326 S PARRISH ST OLATHE KS 66061, 10/2024, VOLLEYBALL COACH AND ASSOCIATE DIRECTOR, YOUTH ATHLETICS, NIR, 25 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 01/2014 3) TALLGRASS ADVISORS, LLC, 11900 W 87TH ST PKWY STE 245 LENEXA KS 66202, Investment Advisor Representative, DBA Name, 01/2018, INV REL, 160 HR/MO 160 HR/MO TRADING 4) ANDY OAKS VOLLEYBALL CAMPS, 15269 GRADFORT CT BASEHOR KS, 09/2010, OWNER, SPORT/FITNESS/GAMING, NIR, 8 HR/MO 0 HR/MO TRADING 5) BASEHOR-LINWOOD HIGH SCHOOL, 2108 N 155TH ST, BASEHOR KS 66007, 05/2024, W2 EMPLOYEE, HEAD VOLLEYBALL COACH, NIR, 34 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Irl A Oaks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 2, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11900 W. 87th St. Pkwy Suite 215, Lenexa, KS 66215RIA
CRD#: 134139
Lenexa, KS
Current
January 29, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11900 W 87th St. Pkwy Suite 245, Lenexa, KS 66215BD
CRD#: 39543
Lenexa, KS
Past
September 28, 2005 - December 31, 2013
TALLGRASS ADVISORS, LLC
RIA
CRD#: 125843
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/2018)
RR
Florida(1/2/2020)
RR
Georgia(1/2/2018)
RR
Iowa(1/2/2018)
RR
Kansas(8/28/2013)
IAR
Kansas(1/2/2014)
RR
Michigan(1/2/2018)
RR
Minnesota(1/2/2018)
RR
Missouri(1/2/2018)
RR
Montana(1/2/2018)
RR
Nebraska(1/2/2018)
RR
New Hampshire(1/2/2025)
RR
New York(6/21/2022)
RR
North Carolina(1/2/2018)
RR
Ohio(4/29/2025)
RR
South Carolina(1/2/2018)
RR
Tennessee(10/26/2018)
RR
Texas(1/2/2018)
IAR
Texas(1/2/2018)
RR
Virginia(8/23/2018)
RR
Wisconsin(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Lenexa, KS 66215TRUST BUT VERIFY
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