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DS

Daniel B. Smith

ALLSTATE FINANCIAL ADVISORS
Clarksville, MD 21029
Some features on this profile are disabled
CRD#: 4653194
DS

Professional summary

Daniel Brian Smith is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Clarksville, Maryland and ALLSTATE FINANCIAL SERVICES, LLC located in Clarksville, Maryland.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRAILING COMMISSIONS FROM EVERLAKE, LBL, AND POSSIBLY WINTON RE AND THE STANDARED POSITION: Agent NATURE: Servicing Allstate Legacy business for Everlake, LBL, Winton Re and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 12447 Clarksville Pike 2b, Clarksville MD 21029, United States DESCRIPTION: servicing customers for Allstate Legacy business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 12447 Clarksville Pike 2b, Clarksville, MD 21029
RIA
CRD#: 109524
Clarksville, MD
Current

March 10, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 12447 Clarksville Pike Ste 2b, Clarksville, MD 21029
BD
CRD#: 18272
Clarksville, MD
Past

October 17, 2012 - January 27, 2017

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
GLEN ALLEN, VA
Past

October 17, 2012 - January 27, 2017

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
GLEN ALLEN, VA
Past

March 18, 2011 - October 4, 2012

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
WASHINGTON, DC
Past

January 10, 2011 - October 4, 2012

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
WASHINGTON, DC
Past

June 29, 2005 - December 7, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

July 31, 2003 - June 16, 2005

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
FALLS CHURCH, VA
Past

May 29, 2003 - June 16, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/12/2025)
RR
Delaware
(4/26/2018)
RR
Maryland
(3/10/2017)
IAR
Maryland
(3/10/2017)
RR
Pennsylvania
(3/29/2017)
RR
Texas
(5/10/2024)
RR
Virginia
(3/10/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/17/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Clarksville, MD 21029

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