Mandi Kendall
Professional Summary
Mandi Kendall, who also goes by Mandi Gail Kendall, is a registered financial advisor currently at CAPFINANCIAL SECURITIES, LLC. located in Chesterton, Indiana. Mandi is registered as a RR (Registered Representative) and started their career in finance in 2003. Mandi has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mandi Gail Kendall
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC
Contact Information
Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609Phone Number
(919) 870-6822Established
North Carolina since 11/21/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | — |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP/PFO/POO | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| LEDDY, ANN | CHIEF COMPLIANCE OFFICER | 5024384 |
| ROLAND, RAYMOND SCOTT | SENIOR MANAGER, FINANCE/FINOP | 4267751 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2008About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mandi Kendall's CRS (Customer Relationship Summary).
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