Brett B. Sharkey
Professional summary
Brett Barton Sharkey is a registered financial advisor currently at THREE BRIDGE WEALTH ADVISORS located in Los Altos, California and PURSHE KAPLAN STERLING INVESTMENTS located in Los Altos, California.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brett has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brett Barton Sharkey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2020 - Present
THREE BRIDGE WEALTH ADVISORS
Office #1: 240 Third Street Suite 110, Los Altos, CA 94022May 30, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 240 Third Street Suite 110, Los Altos, CA 94022November 17, 2011 - May 5, 2017
SANCTUARY SECURITIES LLC
November 17, 2010 - July 29, 2011
HIGHTOWER ADVISORS, LLC
July 22, 2010 - November 11, 2011
HIGHTOWER SECURITIES, LLC
August 14, 2009 - December 31, 2018
THREE BRIDGE WEALTH ADVISORS
August 14, 2009 - July 22, 2010
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - September 4, 2009
MORGAN STANLEY
June 1, 2009 - September 4, 2009
MORGAN STANLEY
June 11, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 15, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
THREE BRIDGE WEALTH ADVISORS
CRD#: 150460 / SEC#: 801-70332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2017)
(2/25/2020)
(5/30/2017)
(5/30/2017)
(9/16/2022)
(5/30/2017)
(5/30/2017)
(5/30/2017)
(5/30/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THREE BRIDGE WEALTH ADVISORS
CRD#: 150460 / SEC#: 801-70332
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 817,768,814 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/09/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
THREE BRIDGE WEALTH ADVISORS
CRD#: 150460Los Altos, CA 94022TRUST BUT VERIFY
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