Brett Barton Sharkey
Professional Summary
Brett Barton Sharkey is a registered financial advisor currently at THREE BRIDGE WEALTH ADVISORS located in Los Altos, California and PURSHE KAPLAN STERLING INVESTMENTS located in Los Altos, California. Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brett has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
THREE BRIDGE WEALTH ADVISORS | THREE BRIDGE WEALTH ADVISORS, LLC
Contact Information
Main Address
240 Third Street Suite 110, Los Altos, CA 94022Phone Number
(650) 433-3500# of Employees
10SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
605AUM (Assets Under Management)
$1,045,756,051Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2026 | Cover Page | Report |
| 05/09/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
THREE BRIDGE WEALTH ADVISORS | THREE BRIDGE WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(5/30/2017)
(2/25/2020)
(5/30/2017)
(5/30/2017)
(5/30/2017)
(5/30/2017)
(5/30/2017)
(5/30/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brett Barton Sharkey's CRS (Customer Relationship Summary).
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