Mario Lotufo
Professional Summary
Mario Lotufo is a registered financial advisor currently at MODERN PRIVATE EQUITY PARTNERS, LLC located in Spencer, Tennessee. Mario is registered as a RR (Registered Representative) and started their career in finance in 2003. Mario has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
MODERN PRIVATE EQUITY PARTNERS, LLC
Contact Information
Main Address
2847 Long Branch Road, Spencer, TN 38585Mailing Address
2847 Long Branch Road, Spencer, TN 38585Phone Number
(646) 734-1881Established
Tennessee since 05/02/2022Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/20/2024)
(12/18/2024)
(2/9/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mario Lotufo's CRS (Customer Relationship Summary).
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