Audrey Rose Levine
Professional Summary
Audrey Rose Levine is a registered financial advisor currently at MODERN PRIVATE EQUITY PARTNERS, LLC located in Spencer, Tennessee and TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC located in Barnegat, New Jersey. Audrey is registered as a RR (Registered Representative) and started their career in finance in 2023. Audrey has worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC
Contact Information
Main Address
900 Barnegat Blvd N Unit 102, Barnegat, NJ 08005Mailing Address
900 Barnegat Blvd N Unit 102, Barnegat, NJ 08005Phone Number
(732) 535-4191Established
New York since 08/24/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/3/2025)
(1/11/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Sep 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Audrey Rose Levine's CRS (Customer Relationship Summary).
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