KM
Kevin J. Manning
STONE PINE FINANCIAL PARTNERS
Media, PA 19063
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CRD#: 4642522
KM
Professional summary
Kevin J. Manning, CFP® is a registered financial advisor currently at STONE PINE FINANCIAL PARTNERS located in Media, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kevin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*HIGHLAND CAPITAL BROKERAGE, 2002 RENAISSANCE BLVD, SUITE 220, KING OF PRUSSIA, PA 19406; INV REL.; INSURANCE WHOLESALING, CONSULTANT; 3/13 - PRES.; 10 HRS/MO; NOT DURING TRD HRS; I AM A WHOLESALER CONSULTING ON LIFE INSURANCE PRODUCTS. *KEYADVISORS; INV REL.; 1400 N PROVIDENCE RD, ROSE TREE CORP. CTR I, SUITE 117, MEDIA, PA 19063; INSURANCE SALES REPRESENTATIVE; MARCH 2013 TO PRESENT; 160+ HRS/MO; DURING SECURITIES TRADING HOURS; I AM A LICENSED AGENT SELLING LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE INSURANCE, AND I DO SO UNDER THE DBA OF KEYADVISORS.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin J. Manning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 1, 2015 - Present
STONE PINE FINANCIAL PARTNERS
Office #1: 208 W. Front St, Media, PA 19063RIA
CRD#: 175287
Media, PA
Past
April 4, 2013 - May 7, 2015
EQUITY SERVICES, INC.
RIA
CRD#: 265
MEDIA, PA
Past
April 4, 2013 - May 7, 2015
EQUITY SERVICES, INC.
BD
CRD#: 265
MEDIA, PA
Past
November 30, 2005 - March 14, 2013
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
KING OF PRUSSIA, PA
Past
March 13, 2003 - December 1, 2005
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
STONE PINE FINANCIAL PARTNERS
STONE PINE FINANCIAL PARTNERS | STONE PINE FINANCIAL PARTNERS, LLC
CRD#: 175287 / SEC#: 801-121762
RIA
Registered Investment Advisory firm - (7/15/2021 Approved)New Jersey
Registered Investment Advisory firm - (7/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/21/2021 Terminated)Texas
Registered Investment Advisory firm - (7/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/11/2018)
IAR
Pennsylvania(5/1/2015)
IAR
Texas(11/20/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
STONE PINE FINANCIAL PARTNERS
STONE PINE FINANCIAL PARTNERS | STONE PINE FINANCIAL PARTNERS, LLC
CRD#: 175287 / SEC#: 801-121762
RIA
Registered Investment Advisory firm - (7/15/2021 Approved)New Jersey
Registered Investment Advisory firm - (7/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/21/2021 Terminated)Texas
Registered Investment Advisory firm - (7/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
208 W. Front St, Media, PA 19063
Mailing Address
Phone number
(610) 565-9181
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 639 |
| AUM (Assets Under Management) | $ 198,957,802 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
