Jesus M. Beltran

SEASIDE WEALTH MANAGEMENT

Carlsbad, CA 92009

Some features on this profile are disabled

CRD#: 4642364

Professional summary

Jesus Manuel Beltran, who also goes by Jess M Beltran, Jesse M Beltran, is a registered financial advisor currently at SEASIDE WEALTH MANAGEMENT, INC. located in Carlsbad, California and PURSHE KAPLAN STERLING INVESTMENTS located in Calsbad, California.

Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jesus has worked at 16 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jess M Beltran | Jesse M Beltran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Seaside Wealth Management, Inc. Investment-related. At registered location. RIA. Operations Manager. 04/2025. 160 hrs/month. 160 hrs during trading hrs. Backoffice operations and support.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus Manuel Beltran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2025 - Present

SEASIDE WEALTH MANAGEMENT, INC.

Office #1: 6154 Innovation Way, Carlsbad, CA 92009

RIA

CRD#: 271039

Carlsbad, CA

Current

May 4, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 6154 Innovation Way, Calsbad, CA 92009

CRD#: 35747

Calsbad, CA

Past

April 27, 2021 - May 14, 2024

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

April 26, 2021 - May 14, 2024

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

November 12, 2020 - April 8, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SAN DIEGO, CA

Past

November 14, 2019 - April 8, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SAN DIEGO, CA

Past

November 14, 2019 - April 8, 2021

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SAN DIEGO, CA

Past

August 2, 2019 - April 8, 2021

CETERA ADVISORS LLC

RIA

CRD#: 10299

SAN DIEGO, CA

Past

April 30, 2019 - April 8, 2021

CETERA ADVISORS LLC

CRD#: 10299

SAN DIEGO, CA

Past

July 16, 2018 - June 3, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN DIEGO, CA

Past

November 28, 2017 - December 3, 2019

CRD#: 32444

SAN DIEGO, CA

Past

August 31, 2006 - June 12, 2007

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

SAN DIEGO, CA

Past

August 31, 2006 - June 12, 2007

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

SAN DIEGO, CA

Past

January 11, 2005 - August 23, 2006

INTEGRITY BROKERAGE, LLC

RIA

CRD#: 117589

OCEANSIDE, CA

Past

June 5, 2003 - August 23, 2006

INTEGRITY BROKERAGE, LLC

CRD#: 117589

OCEANSIDE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEASIDE WEALTH MANAGEMENT, INC.

CRD#: 271039 / SEC#: 801-111750

RIA

Registered Investment Advisory firm - (9/27/2017 Approved)

California

Registered Investment Advisory firm - (10/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEASIDE WEALTH MANAGEMENT, INC.

CRD#: 271039 / SEC#: 801-111750

RIA

Registered Investment Advisory firm - (9/27/2017 Approved)

California

Registered Investment Advisory firm - (10/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/29/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6154 Innovation Way, Carlsbad, CA 92009

Mailing Address

Phone number

(760) 730-8120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/18/2025)

Regulatory assets under management

Total Number of Accounts	1,170
AUM (Assets Under Management)	$ 362,311,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Lorenzo Lucas

J.P. MORGAN SECURITIES LLC

La Jolla, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jesus M. Beltran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus Manuel Beltran's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

SUMMIT BROKERAGE SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

FIRST ALLIED ASSET MANAGEMENT, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MADISON AVENUE ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

INTEGRITY BROKERAGE, LLC

INTEGRITY BROKERAGE, LLC

Primary Firm SEC Registration

SEASIDE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2005

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/21/2013

Series 7

Date: 6/4/2003

Series 4

Date: 11/20/2009

Series 53

Date: 9/14/2009

Series 24

Date: 3/4/2005

FINRA

Current Firm

SEASIDE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEASIDE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors