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JY

Jack Yao

ATOMIC BROKERAGE

New York, NY

·CRD# 4640895·10 years experience

Professional Summary

Jack Yao, who also goes by Jack Shih-chieh Yao, is a registered financial advisor currently at ATOMIC BROKERAGE LLC located in New York, New York. Jack is registered as a RR (Registered Representative) and started their career in finance in 2015. Jack has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Shih-Chieh Yao

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ATOMIC BROKERAGE LLC·CRD# 315263

BD

107 Greenwich Street 21st Floor, New York, NY, 10006

August 17, 2023 - Present

WELLS FARGO SECURITIES, LLC·CRD# 126292

BD

New York, NY

December 28, 2015 - August 14, 2023

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Current Firm

AB

ATOMIC BROKERAGE LLC

ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC

CRD#: 315263 / SEC#: 8-70799

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

107 Greenwich Street 21st Floor, New York, NY 10006

Mailing Address

107 Greenwich Street 21st Floor, New York, NY 10006

Phone Number

(212) 419-5037

Established

Delaware since 06/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATOMICVEST INC.	DIRECT OWNER	—
DUDEK, ERIN LEIGH	FINOP AND PRINCIPAL FINANCIAL OFFICER	6090571
HAHN, MICHAEL SUEHAM	CHIEF EXECUTIVE OFFICER	5159549
KELLAR, ANDREW JOHN	PRINCIPAL OPERATIONS OFFICER	5862995
MAKSTENIEKS, CATHERINE ANN	CHIEF COMPLIANCE OFFICER AND AMLCO	3232548

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/2/2024)

RR

Alaska
(12/2/2024)

RR

Arizona
(12/2/2024)

RR

Arkansas
(12/2/2024)

RR

California
(12/2/2024)

RR

Colorado
(12/2/2024)

RR

Connecticut
(12/2/2024)

RR

Delaware
(12/2/2024)

RR

District of Columbia
(12/2/2024)

RR

Florida
(12/2/2024)

RR

Georgia
(12/2/2024)

RR

Hawaii
(12/2/2024)

RR

Idaho
(12/2/2024)

RR

Illinois
(2/11/2025)

RR

Indiana
(12/2/2024)

RR

Iowa
(12/2/2024)

RR

Kansas
(12/2/2024)

RR

Kentucky
(12/2/2024)

RR

Louisiana
(12/2/2024)

RR

Maine
(12/2/2024)

RR

Maryland
(12/2/2024)

RR

Massachusetts
(4/24/2024)

RR

Michigan
(12/2/2024)

RR

Minnesota
(12/2/2024)

RR

Mississippi
(12/2/2024)

RR

Missouri
(12/2/2024)

RR

Montana
(12/2/2024)

RR

Nebraska
(12/2/2024)

RR

Nevada
(12/2/2024)

RR

New Hampshire
(12/2/2024)

RR

New Jersey
(12/2/2024)

RR

New Mexico
(12/2/2024)

RR

New York
(12/4/2023)

RR

North Carolina
(12/2/2024)

RR

North Dakota
(12/2/2024)

RR

Ohio
(12/3/2024)

RR

Oklahoma
(12/2/2024)

RR

Oregon
(12/2/2024)

RR

Pennsylvania
(12/2/2024)

RR

Puerto Rico
(12/2/2024)

RR

Rhode Island
(12/2/2024)

RR

South Carolina
(12/2/2024)

RR

South Dakota
(12/2/2024)

RR

Tennessee
(12/2/2024)

RR

Texas
(12/2/2024)

RR

Utah
(12/2/2024)

RR

Vermont
(12/2/2024)

RR

Virgin Islands
(12/2/2024)

RR

Virginia
(12/2/2024)

RR

Washington
(12/2/2024)

RR

West Virginia
(12/2/2024)

RR

Wisconsin
(12/2/2024)

RR

Wyoming
(12/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2023About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2023About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jack Yao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JY

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