JY
Jack Yao
ATOMIC BROKERAGE LLC
New York, NY 10006
Some features on this profile are disabled
CRD#: 4640895
JY
Professional summary
Jack Yao, who also goes by Jack Shih-chieh Yao, is a registered financial professional currently at ATOMIC BROKERAGE LLC located in New York, New York.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2015. Jack has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jack Shih-Chieh Yao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jack Yao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2023 - Present
ATOMIC BROKERAGE LLC
Office #1: 107 Greenwich Street 21st Floor, New York, NY, 10006BD
CRD#: 315263
New York, NY
Past
December 28, 2015 - August 14, 2023
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/2/2024)
RR
Alaska(12/2/2024)
RR
Arizona(12/2/2024)
RR
Arkansas(12/2/2024)
RR
California(12/2/2024)
RR
Colorado(12/2/2024)
RR
Connecticut(12/2/2024)
RR
Delaware(12/2/2024)
RR
District of Columbia(12/2/2024)
RR
Florida(12/2/2024)
RR
Georgia(12/2/2024)
RR
Hawaii(12/2/2024)
RR
Idaho(12/2/2024)
RR
Illinois(2/11/2025)
RR
Indiana(12/2/2024)
RR
Iowa(12/2/2024)
RR
Kansas(12/2/2024)
RR
Kentucky(12/2/2024)
RR
Louisiana(12/2/2024)
RR
Maine(12/2/2024)
RR
Maryland(12/2/2024)
RR
Massachusetts(4/24/2024)
RR
Michigan(12/2/2024)
RR
Minnesota(12/2/2024)
RR
Mississippi(12/2/2024)
RR
Missouri(12/2/2024)
RR
Montana(12/2/2024)
RR
Nebraska(12/2/2024)
RR
Nevada(12/2/2024)
RR
New Hampshire(12/2/2024)
RR
New Jersey(12/2/2024)
RR
New Mexico(12/2/2024)
RR
New York(12/4/2023)
RR
North Carolina(12/2/2024)
RR
North Dakota(12/2/2024)
RR
Ohio(12/3/2024)
RR
Oklahoma(12/2/2024)
RR
Oregon(12/2/2024)
RR
Pennsylvania(12/2/2024)
RR
Puerto Rico(12/2/2024)
RR
Rhode Island(12/2/2024)
RR
South Carolina(12/2/2024)
RR
South Dakota(12/2/2024)
RR
Tennessee(12/2/2024)
RR
Texas(12/2/2024)
RR
Utah(12/2/2024)
RR
Vermont(12/2/2024)
RR
Virgin Islands(12/2/2024)
RR
Virginia(12/2/2024)
RR
Washington(12/2/2024)
RR
West Virginia(12/2/2024)
RR
Wisconsin(12/2/2024)
RR
Wyoming(12/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ATOMIC BROKERAGE LLC
ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC
CRD#: 315263 / SEC#: , 8-70799
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
107 Greenwich Street 21st Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 21st Floor, New York, NY 10006
Phone number
(212) 419-5037
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
