Catherine Ann Makstenieks
Professional Summary
Catherine Ann Makstenieks, who also goes by Catherine A Dukeman, Catherine Ann Dukeman, Katie Ann Makstenieks, is a registered financial advisor currently at ATOMIC BROKERAGE LLC located in New York, New York. Catherine is registered as a RR (Registered Representative) and started their career in finance in 1999. Catherine has worked at 13 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 55, Series 14 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Catherine A Dukeman, Catherine Ann Dukeman, Katie Ann Makstenieks
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC
Contact Information
Main Address
107 Greenwich Street 21st Floor, New York, NY 10006Mailing Address
107 Greenwich Street 21st Floor, New York, NY 10006Phone Number
(212) 419-5037Established
Delaware since 06/01/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Catherine Ann Makstenieks's CRS (Customer Relationship Summary).
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