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NC

Nicholas Corsanico

FORESIDE FUND SERVICES
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 4640128
NC

Professional summary


Nicholas Corsanico, CIMA®, who also goes by Nicholas Charles Corsanico, Nick Charles Corsanico, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Garden City, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas Charles Corsanico | Nick Charles Corsanico

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Corsanico's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

April 26, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1010 Franklin Avenue Suite 300a, Garden City, NY 11530
BD
CRD#: 46106
Garden City, NY
Past

April 12, 2010 - April 6, 2016

PERSHING LLC

BD
CRD#: 7560
KING OF PRUSSIA, PA
Past

January 15, 2009 - April 6, 2016

BNY ADVISORS

RIA
CRD#: 106108
KING OF PRUSSIA, PA
Past

March 12, 2008 - April 1, 2010

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
MALVERN, PA
Past

June 15, 2007 - June 15, 2007

BNY ADVISORS

RIA
CRD#: 106108
MALVERN, PA
Past

March 5, 2007 - April 5, 2010

LOCKWOOD FINANCIAL SERVICES, INC.

RIA
CRD#: 40655
MALVERN, PA
Past

September 6, 2004 - March 5, 2007

BNY ADVISORS

RIA
CRD#: 106108
MALVERN, PA
Past

July 27, 2004 - March 13, 2008

PERSHING LLC

BD
CRD#: 7560
MALVERN, PA
Past

June 2, 2003 - May 19, 2004

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(4/29/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 3/24/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106Garden City, NY 11530

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