Mark Ernst
CFP®Professional Summary
Mark Ernst, CFP®, who also goes by Mark William Ernst, Mark Ernst, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Mark has worked at 12 firms and has passed the Series 66, Series 63, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark William Ernst, Mark Ernst
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Current Firm
FIRST COMMAND ADVISORY SERVICES
Contact Information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387Phone Number
(817) 731-8621# of Employees
1,787SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
113,591AUM (Assets Under Management)
$24,429,418,155Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
State Registrations and Notice Filings
(7/30/2024)
(7/31/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2012About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2012About the Series 9 examSRO Registrations
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
CRS (Client Relationship Summary) - RIA
Click below to view Mark Ernst's CRS (Customer Relationship Summary).
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
