Charlene M. May

FIRST COMMAND ADVISORY SERVICES

Fort Worth, TX 76109

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CRD#: 4638796

Professional summary

Charlene Margaret May, CFP®, ChFC®, who also goes by Charlene Margaret Lietz, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Charlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Charlene has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlene Margaret Lietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Rodan+Fields Whether the business is investment-related: No Address of the other business: 5525 Baker Creek Road Fort Worth, TX 76126 Nature of the other business: Multi-Level Marketing Your position, title, or relationship with the other business: Independent Consultant The start date of your relationship: 10/03/12 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Sale of skincare products to friends and family

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlene Margaret May's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

October 16, 2018 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

RIA

CRD#: 281958

Fort Worth, TX

Current

October 16, 2018 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

August 25, 2017 - December 21, 2017

LPL FINANCIAL LLC

CRD#: 6413

FORT WORTH, TX

Past

August 24, 2017 - December 21, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT WORTH, TX

Past

November 6, 2014 - October 6, 2015

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

DALLAS, TX

Past

October 30, 2014 - October 6, 2015

BBVA SECURITIES INC.

CRD#: 27060

DALLAS, TX

Past

April 10, 2014 - September 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLANO, TX

Past

April 10, 2014 - September 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PLANO, TX

Past

March 5, 2010 - April 2, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN ANTONIO, TX

Past

March 5, 2010 - April 2, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN ANTONIO, TX

Past

May 18, 2007 - February 23, 2010

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

May 3, 2007 - February 23, 2010

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

March 1, 2006 - April 5, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

RICHMOND, VA

Past

January 12, 2006 - March 20, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

RICHMOND, VA

Past

July 21, 2005 - December 6, 2005

FIRST CLEARING, LLC

CRD#: 17344

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/14/2024)

Alaska
(2/14/2024)

Arizona
(2/14/2024)

Arkansas
(2/14/2024)

California
(2/14/2024)

Colorado
(2/14/2024)

Connecticut
(2/14/2024)

Delaware
(2/14/2024)

District of Columbia
(2/14/2024)

Florida
(2/14/2024)

Georgia
(2/14/2024)

Hawaii
(2/14/2024)

Idaho
(2/14/2024)

Illinois
(2/14/2024)

Indiana
(2/14/2024)

Iowa
(2/14/2024)

Kansas
(2/14/2024)

Kentucky
(2/14/2024)

Louisiana
(2/14/2024)

Maine
(2/14/2024)

Maryland
(2/14/2024)

Massachusetts
(2/14/2024)

Michigan
(2/14/2024)

Minnesota
(2/14/2024)

Mississippi
(2/14/2024)

Missouri
(2/14/2024)

Montana
(2/14/2024)

Nebraska
(2/14/2024)

Nevada
(2/14/2024)

New Hampshire
(2/14/2024)

New Jersey
(2/14/2024)

New Mexico
(2/14/2024)

New York
(2/14/2024)

North Carolina
(2/14/2024)

North Dakota
(2/14/2024)

Ohio
(2/15/2024)

Oklahoma
(2/14/2024)

Oregon
(2/14/2024)

Pennsylvania
(2/14/2024)

Puerto Rico
(2/14/2024)

IAR

Puerto Rico
(3/13/2024)

Rhode Island
(2/14/2024)

South Carolina
(2/14/2024)

South Dakota
(2/14/2024)

Tennessee
(2/14/2024)

Texas
(10/16/2018)

IAR

Texas
(10/16/2018)

Utah
(2/14/2024)

Vermont
(2/14/2024)

Virginia
(2/14/2024)

Washington
(2/14/2024)

West Virginia
(2/14/2024)

Wisconsin
(2/14/2024)

Wyoming
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charlene M. May

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlene Margaret May's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

EQUITABLE ADVISORS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

FIRST CLEARING, LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2007

Series 63

Date: 1/23/2006

SIE

Date: 12/21/2017

Series 7

Date: 7/20/2005

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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