Linda N. Allen
Professional summary
Linda Nguyen Allen, who also goes by Linda Ann Nguyen, Linda Nguyen Tran, is a registered financial professional currently at INVESCO CAPITAL MARKETS, INC. located in Atlanta, Georgia.
Linda is registered as a RR (Registered Representative) and started their career in finance in 2012. Linda has worked at 2 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Linda Nguyen Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2012 - Present
INVESCO CAPITAL MARKETS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309June 4, 2012 - May 10, 2016
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/16/2014
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
INVESCO CAPITAL MARKETS, INC.
CRD#: 6939 / SEC#: , 8-19412
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | |
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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