FIND A INVESCO CAPITAL MARKETS, INC. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at INVESCO CAPITAL MARKETS, INC.
Looking for a Financial Advisor at INVESCO CAPITAL MARKETS, INC.?
We have compiled every financial advisor who works at INVESCO CAPITAL MARKETS, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
INVESCO CAPITAL MARKETS, INC. is located at 11 Greenway Plaza Suite 1000, Houston, TX 77046 and was first established at Dallas, Delaware in 11/01/1974. After operating for 51 years, INVESCO CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INVESCO CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. INVESCO CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INVESCO CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INVESCO CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INVESCO CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INVESCO CAPITAL MARKETS, INC. Comes From
Understanding the Statistics for INVESCO CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
11 Greenway Plaza Suite 1000, Houston, TX 77046
11 Greenway Plaza Suite 1000, Houston, TX 77046
Small
(713) 214-1919
Delaware since 11/01/1974
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | ||
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 | |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 | |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 | |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 | |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at INVESCO CAPITAL MARKETS, INC.
Rebecca Maureen King
Erin Nicole Cain
Christopher Bryan Vandiver
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
