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Keith Allen Vanname

HALO SECURITIES
Chicago, IL
·CRD# 4635608·14 years experience

Professional Summary

Keith Allen Vanname, who also goes by Keith A Van Name, Keith Allen Van Name, is a registered financial advisor currently at HALO SECURITIES, LLC located in Chicago, Illinois. Keith is registered as a RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith A Van Name, Keith Allen Van Name

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

HALO SECURITIES, LLC·CRD# 279029
BD
200 West Jackson Suite 1800, Chicago, IL 60606
August 20, 2026 - Present
FLOURISH FINANCIAL LLC·CRD# 293019
BD
Jersey City, NJ
March 14, 2025 - July 10, 2026
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
February 15, 2019 - January 8, 2025
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
January 15, 2019 - January 28, 2019
ENTRUST GLOBAL SECURITIES LLC·CRD# 146443
BD
New York, NY
July 6, 2017 - November 2, 2018
IDB CAPITAL CORP.·CRD# 106032
BD
New York, NY
August 21, 2008 - July 2, 2010
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
April 20, 2006 - December 19, 2007
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
June 5, 2003 - May 11, 2004

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Current Firm

HS
HALO SECURITIES, LLC

HALO SECURITIES | SENTINUS-HALO SECURITIES, LLC | SENTINUS-HALO SECURITIES | SENTINUS SECURITIES LLC | HALO SECURITIES, LLC

CRD#: 279029 / SEC#: 8-69655
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Suite 1800, Chicago, IL 60606

Mailing Address

200 West Jackson Suite 1800, Chicago, IL 60606

Phone Number

(847) 687-9460

Established

Illinois since 02/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HALO INVESTING, INC.OWNER—
GOLDSTEIN, DANA LYNNCHIEF COMPLIANCE OFFICER1993607
RADGOWSKI, MATTHEW JOSEPHCEO2510172
SAMSON, EDWARD GREGORYFINOP2041321

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(8/20/2026)
RR
New Jersey
(8/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Keith Allen Vanname's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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