MG
Michael P. Gallagher
THRIVENT INVESTMENT MANAGEMENT
Hershey, PA 17033
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CRD#: 4626485
MG
Professional summary
Michael Patrick Gallagher, who also goes by Mike Gallagher, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hershey, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Gallagher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IMMANUEL C&MA CHURCH POSITION: Deacon Chair NATURE: Deacon Chair. There is a Deacons' Benevolence fund that I am the Deacon Chair and am in charge of. It is a function of the Church's banking so I don't actually manage a checkbook or anything. I receive requests from others in church and the pastor for those in need whether they are in our congregation or outside of church. The fund is designed to help those in need with temporary assistance with rent, utility bills, insurance expenses, etc. About twice a month a request comes in to the deacons and I email the Deacons in the church with the request, the need, and the details of what is being asked for and for how long. On many of these occasions they will respond in agreement to the proposed support. I then request a check be mailed to the organization to whom the cost is due, i.e. Landlord, power company, etc. This is simple a collective agreement on how we help those in need from the fund. I will also coordinate ushers to collect the offering and counting teams to count the offering from that Sunday service. The other Deacons will handle all bank deposits as well as securing offerings in the safe. I will not make bank deposits or have access to the safe. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 800 S Market St, Mechanicsburg PA 17055, United States DESCRIPTION: Distribute email with benev request details and request feedback from 5 other deacons. Schedule ushers and counting teams for offerings each Sunday. Participate one Sunday a month is counting team and offering/ushering collection Request check from bookkeeper to be mailed to organization that cost are owed by the requestor in need.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Gallagher's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 Linden Rd, Hershey, PA 17033Office #2: 4660 E. Trindle Road, Camp Hill, PA 17011Office #3: 35 E High Street, Carlisle, PA 17013RIA
BD
CRD#: 18387
Hershey, PA
Current
April 3, 2003 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 20 Linden Rd, Hershey, PA 17033Office #2: 4660 E. Trindle Road, Camp Hill, PA 17011Office #3: 35 E High Street, Carlisle, PA 17013RIA
BD
CRD#: 18387
Hershey, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/13/2025)
RR
California(2/12/2024)
RR
Florida(11/5/2009)
RR
Georgia(6/9/2015)
RR
Indiana(2/1/2017)
RR
Maryland(8/7/2009)
RR
New Jersey(10/9/2003)
RR
New York(9/20/2013)
RR
North Carolina(3/30/2004)
RR
Ohio(1/9/2019)
RR
Oregon(6/2/2020)
RR
Pennsylvania(5/23/2003)
IAR
Pennsylvania(1/6/2005)
RR
South Carolina(4/4/2018)
RR
Texas(11/5/2009)
IAR
Texas(11/23/2009)
RR
Virginia(3/9/2017)
RR
Washington(5/17/2021)
RR
Wisconsin(2/27/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
