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Michael Patrick Gallagher

THRIVENT INVESTMENT MANAGEMENT
Hershey, PA
·CRD# 4626485·23 years experience

Professional Summary

Michael Patrick Gallagher, who also goes by Mike Gallagher, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hershey, Pennsylvania. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Gallagher

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
1. 20 Linden Rd, Hershey, PA 170332. 4660 E. Trindle Road, Camp Hill, PA 170113. 35 E High Street, Carlisle, PA 17013
January 6, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
1. 20 Linden Rd, Hershey, PA 170332. 4660 E. Trindle Road, Camp Hill, PA 170113. 35 E High Street, Carlisle, PA 17013
April 3, 2003 - Present

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Current Firm

TI
THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

+1 (800) 847-4836

Established

Delaware since 07/29/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

3,901

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (9/30/2026)

Direct owners and executive officers

NamePositionCRD#
THRIVENT FINANCIAL HOLDINGS, INC.OWNER—
ASK, ERIC ADIRECTOR5649938
BIRR, THOMAS JOHNVICE PRESIDENT4148092
BOUSU, CALEB ANTHONYDIRECTOR7877353
CECERE, NICHOLAS MDIRECTOR1513551
GILCHRIST, TONIA NICOLE JAMESCHIEF LEGAL OFFICER & SECRETARY4777233
JOHNSTON, PAUL ROBERTSDIRECTOR2065882
KLOSTER, DAVID JACOBPRESIDENT2523240
NORGARD, ANDREW DYLANTREASURER6868385
OHARA, BRANDON MCHIEF COMPLIANCE OFFICER4798646

Regulatory Assets Under Management

Total Number of Accounts

54,503

AUM (Assets Under Management)

$20,769,867,010

Disclosures

Regulatory Event

8

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/22/2026Cover PageReport
10/21/2024Cover PageReport
01/25/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IMMANUEL C&MA CHURCH POSITION: Deacon Chair NATURE: Deacon Chair. There is a Deacons' Benevolence fund that I am the Deacon Chair and am in charge of. It is a function of the Church's banking so I don't actually manage a checkbook or anything. I receive requests from others in church and the pastor for those in need whether they are in our congregation or outside of church. The fund is designed to help those in need with temporary assistance with rent, utility bills, insurance expenses, etc. About twice a month a request comes in to the deacons and I email the Deacons in the church with the request, the need, and the details of what is being asked for and for how long. On many of these occasions they will respond in agreement to the proposed support. I then request a check be mailed to the organization to whom the cost is due, i.e. Landlord, power company, etc. This is simple a collective agreement on how we help those in need from the fund. I will also coordinate ushers to collect the offering and counting teams to count the offering from that Sunday service. The other Deacons will handle all bank deposits as well as securing offerings in the safe. I will not make bank deposits or have access to the safe. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 800 S Market St, Mechanicsburg PA 17055, United States DESCRIPTION: Distribute email with benev request details and request feedback from 5 other deacons. Schedule ushers and counting teams for offerings each Sunday. Participate one Sunday a month is counting team and offering/ushering collection Request check from bookkeeper to be mailed to organization that cost are owed by the requestor in need.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/13/2025)
RR
California
(2/12/2024)
RR
Delaware
(11/11/2025)
RR
Florida
(11/5/2009)
RR
Georgia
(6/9/2015)
RR
Indiana
(2/1/2017)
RR
Maryland
(8/7/2009)
RR
Michigan
(2/20/2026)
RR
New Jersey
(10/9/2003)
RR
New York
(9/20/2013)
RR
North Carolina
(3/30/2004)
RR
Ohio
(1/9/2019)
RR
Oregon
(6/2/2020)
RR
Pennsylvania
(5/23/2003)
IAR
Pennsylvania
(1/6/2005)
RR
South Carolina
(4/4/2018)
RR
Texas
(11/5/2009)
IAR
Texas
(11/23/2009)
RR
Virginia
(3/9/2017)
RR
Washington
(5/17/2021)
RR
Wisconsin
(2/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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