SM
Sean P. Moran
HORNOR, TOWNSEND & KENT
MURFREESBORO, TN
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CRD#: 4625008
SM
Professional summary
Sean Patrick Moran is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Murfreesboro, Tennessee.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RED BARN FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2045 IRBY LN, MURFREESBORO, TN 37127 | START DATE: 02/24/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 6 | APPROX TRADING HRS PER MTH: 5 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2)YOUTUBE VIDEOS | INVESTMENT RELATED: NO | DBA NAME: SEAN'S DIY & REVIEWS | POSITION HELD: OWNER | ADDRESS: 2045 IRBY LN, MURFREESBORO, TN 37127 | START DATE: 2006 | NATURE OF ACTIVITY: YOUTUBE VIDEOS | APPROX HRS PER MTH: 3 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: NON INVESTMENT RELATED YOUTUBE VIDEOS ON ELECTRONICS PRODUCTS REVIEWS AND DIY HOME PROJECTS. - SEAN WILL HAVE VIDEOS WITH GENERAL FINANCIAL ADVICE. HE HAS CURRENTLY PULLED ALL VIDEOS AND WILL GO THROUGH THE COMPLIANCE APPROVAL PROCESS TO REPOST ANY VIDEOS OR WHEN POSTING NEW VIDEOS. 3)TAX PREPARATION | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: OWNER | ADDRESS: 2045 IRBY LN, MURFREESBORO, TN 37127 | START DATE: 2020 | NATURE OF ACTIVITY: TAX PREPARATION | APPROX HRS PER MTH: 8 | APPROX TRADING HRS PER MTH: 5 | DESCRIPTION OF DUTIES: LICENSED TO DO TAX PREPARATION (MST) AND DOES NOT OFFER ANY LEGAL ADVICE. 4)TRUSTEE | INVESTMENT RELATED: YES | DBA NAME: SEAN P MORAN | POSITION HELD: TRUSTEE | ADDRESS: 2045 IRBY LN, MURFREESBORO, TN 37127 | START DATE: 02/2024 | NATURE OF ACTIVITY: TRUSTEE | APPROX HRS PER MTH: 4 | APPROX TRADING HRS PER MTH: 3 | DESCRIPTION OF DUTIES: I AM THE TRUSTEE FOR AN EDUCATIONAL TRUST JENNIFER KREADY. I HAVE NO PERSONAL OR BUSINESS RELATIONSHIP WITH HER, ONLY PROFESSIONAL AS AN ATTORNEY I KNOW REQUESTED I BE THE TRUSTEE. 5)ADVISORY BOARD | INVESTMENT RELATED: NO | DBA NAME: LIVING SENT MINISTRIES | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 205 INDIAN LAKE, HENDERSONVILLE, TN 37075 | START DATE: 02/2022 | NATURE OF ACTIVITY: ADVISORY BOARD | APPROX HRS PER MTH: 2 | APPROX TRADING HRS PER MTH: 1 | DESCRIPTION OF DUTIES: BOARD MEMBER; COORDINATE MEETINGS & LUNCHEONS. 6)ADVISORY BOARD | INVESTMENT RELATED: NO | DBA NAME: HEARTLAND ADULT & TEEN CHALLENGE | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 1033 BARFIELD CHURCH RD, MURFREESBORO, TN 37128 | START DATE: 09/20/2022 | NATURE OF ACTIVITY: ADVISORY BOARD | APPROX HRS PER MTH: 2 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: BOARD MEMBER; COORDINATE STRATEGY MEETINGS. 7)BOARD OF DIRECTORS | INVESTMENT RELATED: NO | DBA NAME: TENNESSEE CHRISTIAN CHAMBER OF COMMERCE | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 5543 EDMONDSON PIKE, SUITE 208, BRENTWOOD, TN 37027 | START DATE: 03/15/2022 | NATURE OF ACTIVITY: ADVISORY BOARD | APPROX HRS PER MTH: 3 | APPROX TRADING HRS PER MTH: 2 | DESCRIPTION OF DUTIES: BOARD MEMBER; COORDINATE NETWORKING MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
RIA
BD
CRD#: 4031
MURFREESBORO, TN
Past
August 16, 2021 - March 5, 2025
AD DEUM FUNDS, LLC
RIA
CRD#: 293323
Murfreesboro, TN
Past
October 15, 2020 - July 30, 2021
BULL RUN INVESTMENT MANAGEMENT LLC
RIA
CRD#: 306763
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(2/24/2025)
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
