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Ronald Michael Weiss

CRD# 462488·Registered 1970 - 2017
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Michael Weiss was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1970 - 2017. Ronald had worked at 10 firms and has passed the SIE, Series 55, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
August 3, 2009 - July 3, 2017
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
January 18, 2005 - May 8, 2017
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
February 2, 1998 - June 16, 1998
NASH, WEISS & CO.·CRD# 42967
BD
Jersey City, NJ
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.·CRD# 6470
BD
Jersey City, NJ
March 1, 1982 - October 14, 1997
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
December 26, 1978 - January 6, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 26, 1978 - March 12, 1990
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
May 25, 1977 - September 26, 1978
SINGER SECURITIES·CRD# 834
BD
March 26, 1971 - June 1, 1977
BRUKENFELD, MITCHELL & CO.·CRD# 1333
BD
May 19, 1970 - May 2, 1971

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2005

Series 1 — Registered Representative Examination

Passed Apr 1969

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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