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Salvatore Anthony Risi

CRD# 1072513·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Salvatore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Salvatore Anthony Risi was a registered financial advisor. Salvatore was a previously registered financial professional and started their career in finance 1986 - 2017. Salvatore had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
August 3, 2009 - July 3, 2017
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
March 16, 2009 - May 8, 2017
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 29, 2008 - March 13, 2009
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
January 2, 2007 - February 29, 2008
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
April 27, 2006 - March 16, 2009
GENERIC TRADING ASSOCIATES, LLC·CRD# 33476
BD
New York, NY
September 26, 2003 - September 15, 2006
GENERIC TRADING ASSOCIATES, LLC·CRD# 33476
BD
New York, NY
September 15, 2003 - December 15, 2003
VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
March 25, 2002 - April 16, 2003
US TRADING LLC·CRD# 37426
BD
New York, NY
July 20, 2001 - December 31, 2006
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
June 13, 2000 - January 28, 2005
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
April 24, 2000 - June 12, 2000
WITENBERG INVESTMENT COMPANIES, INC.·CRD# 42372
BD
Beverly Hills, CA
May 27, 1997 - November 29, 2006
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
August 3, 1993 - January 2, 2007
REICH & CO., INC.·CRD# 19611
BD
May 25, 1990 - June 8, 1993
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - May 8, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
February 19, 1986 - November 19, 1989

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1993About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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