Joseph B. Weiss
Professional summary
Joseph Bertram Weiss is a registered financial professional currently at BEECH HILL SECURITIES, INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1968. Joseph has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, Series 7TO, SIE, Series 55, Series 1, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Bertram Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 1989 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022February 3, 1993 - August 18, 2021
BEECH HILL ADVISORS, INC
February 18, 1987 - January 22, 1991
FIRST NEW YORK SECURITIES L.L.C.
August 14, 1978 - February 11, 1987
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
February 26, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
March 18, 1974 - March 23, 1976
MULLER AND COMPANY, INC.
March 21, 1968 - March 23, 1974
BAIRD & PATRICK & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/1994)
(7/21/1992)
(1/4/1999)
(6/10/1992)
(7/13/1992)
(5/11/1992)
(1/24/2008)
(9/1/1992)
(10/1/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 9/3/1965
Registered Representative ExaminationFINRA
Current Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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